-
Early
in his Defence
of Poetry,
Shelley undertakes to
define art in relation
to a "principle" of "harmony" that "acts
otherwise than in the
lyre," the
Aeolian image he deploys
to explicate his thesis
that poetry is "the
expression of the Imagination" and
that it is "connate
with the origin of man" (480).
This principle of harmony
undermines all notions
of perspective in art,
all presumptions of
there being anything
like a separate poetic
self or a separate cosmic
force creative in itself
and inaugural of human
productivity. The aesthetic
base of this harmony,
if it can be said to
have a base at all,
is meditative unfolding
rather than hermeneutic
perception. Art for
Shelley is a journey
from selfhood (a relational
mode of subject-object
dissociation) to full
personhood (an opening
process aligned with
interdependent origination).
The method of this journey
is not self-affirmation
or self-projection,
as the term "expression
of the Imagination" may
imply, but self-emptying
exposure to a prior
Buddhistic oneness with
all beings, an "origin" dislocated
in time and space yet
forever emergent in
the moment and accessible
through poetry as a
mode of spiritual practice.
-
We
get
a
glimpse
of
this
journey,
as
I
wish
to
call
it,
in
the
two
sentence
groupings
comprising
the
four-sentence
discourse
on
poetry
at
the
head
of
the
second
paragraph
of
the
Defence. The
first two sentences
offer what for all practical
purposes we may call
a conventional dualistic
framework for understanding
poetry, Shelley's term
for all art or creative
achievement:
Poetry,
in a general sense,
may be defined to be "the
expression of the Imagination":
and poetry is connate
with the origin of man.
Man is an instrument
over which a series
of external and internal
impressions are driven,
like the alternations
of an ever-changing
wind over an Aeolian
lyre, which move it
by their motion to ever-changing
melody. (480)
The
compound construction
of the first sentence,
augmented by the second
sentence's image of
humanity as instrumental
to a variety of inspiriting
forces, suggests that
art is one thing, humankind
something else. Despite
the implications of
the term "connate" (inborn,
congenital), the sentences,
taken together, convey
a basal dualism reflected
in and extended by the
effort to define. Shelley,
possibly in keeping
with the Defence as
a discourse about rather
than a demonstration
of poetic theory, employs
the language of dyadic
construction to explore
what must here be perceived
as a relationship between
creativity and human
origin. The wind, as
the preferred item in
this dual construction,
plays upon the awaiting
harp, quickening it
to "melody." Shelley
thus objectifies his
subject, creating a
perspective necessarily
outside that which is
to be examined.
-
The
second grouping of sentences,
however, offers a different
strategy for understanding
human creativity, one
that moves well beyond
the relational notion
of humankind as an instrument
of forces sympathetic
to yet other than itself:
But
there is a principle
within the human being,
and perhaps within all
sentient beings, which
acts otherwise than
in the lyre, and produces
not melody, alone, but
harmony, by an internal
adjustment of the sounds
or motions thus excited
to the impressions which
excite them. It is as
if the lyre could accommodate
its chords to the motions
of that which strikes
them, in a determined
proportion of sound;
even as the musician
can accommodate his
voice to the sound of
the lyre. (480)
Shelley's
syntax here is noticeably
convoluted, confounding
cause and effect through
reference to a "principle" that "produces" harmony "by
an internal adjustment
of the sounds or motions
thus excited to the
impressions which
excite them." The
internality of the
process is displaced.
The "sounds
or motions" discerned
as functions of the
harp are depicted
as adjusting paradoxically
to the very "impressions
which excite them." The
two dimensions
of Aeolian activity—functional
adjustment and
inaugural impulse—arise
integrally, as
if from within each
other. Additionally,
as the "impressions" which
strike the chords
are themselves
conceived as both "external
and internal" to
the lyre, to
recall the earlier
grouping, the
locus of adjustment
is itself displaced
into an indeterminate
rhythmic activity.
There is, as it
were, adjusting,
but no separable
object that is
doing the adjusting.
One cannot find
here a projective
subject to range
against an object
or, conversely,
an inspiriting
object to range
against a passive
subject. The "proportion
of sound" itself
may be "determined," as
Shelley puts
it, but its "origin," to
use his earlier
term, is mysteriously
hidden in the
activity it
appears to
excite. The
principle of
harmonic accommodation
adumbrated
in these sentences
offers an image
of humankind,
not as a separate
instrument
over which
inspiriting
forces play,
but as a displaced
process of
interactive
creativity
inclusive of
yet beyond
the dyadic
configurations
of wind and
harp, external
and internal,
self and other,
and, most importantly,
beyond the
dual notion
of poetry
and humanity
as related
forms rather
than as mutually
pervasive events.
-
The
problem here is that
the principle of harmony
specified in this passage
as a condition of unity
beyond the melodic
constructions of the
harp is an enacted
process: it "acts," to
recall the third sentence,
and "produces." It
does not, however,
remain stable enough
for either the poet
or the reader to apprehend
it existentially in
a discursive context,
a point Shelley seems
to be making when
he says, later in the Defence, "Every
original language
near to its source
is in itself the chaos
of a cyclic poem:
the copiousness of
lexicography and the
distinctions of grammar
are the works of a
later age, and are
merely the catalogue
and the form of the
creations of Poetry" (482).
Discourse can talk
about the interactive
process of accommodation
suggested earlier
in the Defence,
but the closer it
comes to the "source" of
the process, the
closer
it also comes to
what
Shelley calls "the
chaos of a cyclic
poem." To
the mind seeking
a definition
of what at its
origin is a process
of mutual
disappearance
of one
thing, say wind,
in another, say "lyre," the
preoccupation
with
form, the melody
indicated
in the first
grouping
of sentences,
must
give way to
participation
in the "chaos" of
the creative
process
itself, enacting
through reading
what the poet
does in writing.
And what the
poet does is
to enact a displaced
spirituality. "A
Poet participates
in the eternal,
the infinite,
and the one," says
Shelley later
in the
Defence; "as
far as relates to his
conceptions, time and
place and number are
not" (483).
Like the displaced
internality affirmed
earlier in the mutual
adjustment of wind
and harp, the poet
is himself displaced
in time and space.
Without "time," "place," and "number," he
is without perspective,
literally beyond
the
proverbial fulcrum
by which he would
move
the lever of his
understanding.
-
What
Shelley
offers
in
place
of
such
understanding
is
a holistic
mode
of
life
itself
enacted
through
image. "A
poem
is
the
very
image
of
life
expressed
in
its
eternal
truth," he
writes
elsewhere
in
the Defence (485).
Such
life,
however,
is
not
available
to
us
through
a
stable
perspective
outside
the
interactive
dynamics
of
a unitary,
ongoing
creativity.
A "poem," he
says
in
explication
of
the
theme
of
eternality
expressed
above, "is
the
creation
of
actions
according
to
the
unchangeable
forms
of
human
nature,
as
existing
in
the
mind
of
the
creator,
which
is
itself
the
image
of
all
other
minds" (485).
Shelley's
image
of
the
mind
of
the
creator
as
reflected
in "all
other
minds" finds
an
illuminating
analogue
in
Hua-yen
Buddhism—Fa
Tsang's
Hall
of
Mirrors.
(Hua-yen
is "one
of
the
five
traditionally
recognized
schools
of
Zen" [Ferguson
317].)
Affirming
one
day
that "One
cannot
really
understand
Totality
in
an
immediate
sense
before
reaching
Enlightenment," the
Tang
Empress
Wu
asks
the
Buddhist
master
Fa
Tsang
(A.
D.
643-712):
With
your genius, however,
I wonder whether you
can give me a demonstration
that will reveal the
mystery of the Dharmadhatu
["the
Infinity and Totality
of the Buddha's Domain"]—including
such wonders as the "all
in one" and
the "one
in all," the
simultaneous arising
of all realms, the interpenetration
and containment of all
dharmas, the Non-Obstruction
of space and time, and
the like? (Chang 23)
Fa
Tsang responds by building
a room lined with mirrors
on the ceiling, the
floor, all four walls,
and in the corners.
He then places in the
center of the room
an image of Buddha "with
a burning torch beside
it" so
that in "each
and every mirror" one
finds "reflections
of all the other
mirrors." Asserting
that "The
principle of interpenetration
and containment
is clearly shown
by this demonstration," Fa
Tsang explains
that "These
infinite reflections
of different realms
now simultaneously
arise without the
slightest effort;
they just naturally
do so in a perfectly
harmonious way.
. ." (Chang
24). The harmony
that Fa Tsang remarks
expresses the Zen
Buddhist understanding
that mind as the
condition of "Enlightenment" Empress
Wu seeks is not
limited to individual
skulls. Explaining
that "the
mind is timeless
and permeates all" and
that "Its
function is not
merely that of
perception and
cognition," the
nineteenth-century
Japanese Soto
Sect priest Tanzen
asserts that "It
[mind] is limitless,
containing
all phenomena—mountains,
rivers, the
whole universe.
A fan can soar
skyward, a toad
fly, yet never
outside the
mind" (Stryk
and Ikemoto
91). In Fa Tsang's
demonstration,
mind and form,
like hall and
mirror, implode
upon each other.
The individual
mind both contains
and reflects
all things
as any given
form both contains
and reflects
all other forms.
-
Shelley's
perception of a poem
as the "the
very image of life
expressed in its eternal
truth," together
with his notion of "the
mind of the creator" as
imaged in "all
other minds" during
the act of creation,
qualifies, in
the manner of Fa
Tsang's demonstration,
mind and form
as a creative interactive
process both reflective
and productive
of a dynamic unity
at the base of
life. While the
forms remain stable,
the endless reflection
of form in every
other form keeps
the perceiving
eye in a state
of endless motion.
It is not motion,
however, that impels
us to look always
to the future.
Nor is it motion
that impels us
toward the past
in quest of the
elusive origin "connate" with
poetry. Rather,
it is motion in
which origin,
as well as past
and future, is
always here in
the present through
the mutual reflection
and interaction
of each form,
or poem, as creative
process itself.
As the mind of
the creator is
a moving composite
of actions reflective
of and implicate
in the minds of
all others, therefore
without beginning
and end, there
is no beginning
and no end to
creativity. Creativity
subverts linearity
through what Fa
Tsang calls the "principle
of interpenetration
and containment" (24)—what
Shelley, I believe,
is affirming
in the cyclical
claim that a
poem "is
the creation
of actions according
to the unchangeable
forms of human
nature, as existing
in the mind of
the creator,
which is itself
the image of
all other minds" (485). For
Shelley, form
and function,
or form and
action, to use
his vocabulary,
are mutually
embedded through
an originative
process of interpenetration
as a mode of
mutual containment.
Each
form
reflects
all
other
forms,
and
each
form
contains
all
other
forms
as
the
mind
of
the
creator
both
reflects
and
contains
all
other
minds.
The Japanese
Zen philosopher
Nishida Kitaro
sees this process
in terms of interactive
consciousness
itself: "The
act of consciousness
consists in
this dynamic
interpenetration
of subjectivity
and objectivity" (84).
The journey
from melodic
constructiveness
to harmonic
oneness accrues
through a process
of opening upon
origin, or "source," as
itself the
endlessly shifting,
endlessly emergent
containment
of one thing
in and as all
other things.
One journeys
to such an origin
only in the
sense that one
encounters it
as already existing
at the base
of one's being—"perhaps
within all
sentient beings," as
Shelley puts
it—and
as available
through the
process, decidedly
paradoxical,
of engaging
in oneself the
very forms,
the very melodic
constructions,
one must necessarily
get beyond.
-
With
few exceptions, however,
Western critical thought
has difficulty understanding
this principle of mutual
penetration and containment
in creativity as the
actions of a vital,
though centerless, unity.
Jerrold E. Hogle, for
example, in a study
significantly entitled
Shelley's
Process: Radical Transference
and the Development
of his Major Works, articulates the
importance of action
in Shelley. But, as
the subtitle of his
study indicates, he
comprehends the process
in the dualistic terms
of transference and
development rather than
of mutual containment. "There
is no 'undifferentiated
unity' from which Shelleyan
thinking or writing
develops," writes
Hogle. There is, rather,
what Hogle calls a "motion
between at least two
'externalities.'" Closer
in understanding to
the dyadic fluctuations
implicit in melodic
constructiveness than
to the multidirectional
accommodations of codependent
harmony, Hogle's concept
of "motion" views
Shelleyan process as "a
drive toward a counterpart
rising ahead of it and
a harking back to a
different one receding
in its wake." The "harking
back" that
Hogle affirms, however,
does not result in a
mode of absolute containment
of mutually creative
minds in the present.
It contributes, rather,
a unidirectional "drive" toward
an ever-receding future: "It
seeks a future relationship
that may carry forward
a portion of a previous
one now outside it and
already dissolved" (10).
-
While
Hogle's
notion
of
a
decentering
process
at
work
in
Shelley's
practice
goes
a
long
way
towards
explaining
the
poet's
railings
against
what
Hogle
calls "a
self-contained
Immanence" (6),
it
does
not
appreciably
alter
our
sense
of
Shelleyan "harmony" as
a
bridged
togetherness
of
self
and
other,
inner
and
outer,
past
and
present.
There is yet for
Hogle's Shelley
a power, "an
'invisible influence,'" causing
all these "fadings
and changings." This
power, according
to Hogle, "is
the permanent,
though self-concealing,
self-mover causing
all these transpositions,
and it is the
actual movement
from state to
state that turns
one coloration
into
another without
revealing any
self-contained
point of departure
(any 'seed'
leading to the
'flower'
and its changes)" (11).
The poet in
this state
of continual
transition toward
the future is
forever divorced
from the present,
even from himself,
moving like
a latter-day
deconstructor
from one interpretive
perching point
to another
in a process
of endless
deferral.
-
Subsequent
commentaries
seem for the
most part to
confirm
and extend this fundamentally
binaristic vision of
Shelley's
life and poetry
as a mode of
endless
perceptual quest rather
than of existential
fulfillment
in the eternally
unfolding originative
moment. Kathleen
M. Wheeler,
for example,
attempts to
substitute the term
matrix
for center in
dealing with
Shelley's philosophy.
But in so doing,
she
comes dangerously
close to denying
the poet's preoccupation
with origin: "In
Shelley's
matrix or field
theory of
consciousness,
there is no
centre,
no origin.
. ." (14).
There are
instead for
Wheeler various "centres" that
work in
relationship
with equally
various "circumferences." This
paradigm
frees us
from the
notion
of a "self-contained
Immanence," to
recall
Hogle's
terminology.
But it
does
not
free
us entirely
from
the dualism,
admittedly
subtle,
of the
centering
process
itself
and the
attendant
notion
of a
projective
subject
located
in time
and space.
Concomitantly,
the process
of circumferencing,
however
shifting
and variable
it appears,
does
not elude
the
notion
of containment
as boundary.
Origin
as a
process
of endless
unfolding
gives
way in
critical
discourse
to variable
demarcation,
the process
of a
perceptually
based
constructivism
preoccupied
with
definition
rather
than
with existence.
-
Given
the force of these
binaristic wrasslings,
as we might call them,
it is not surprising
to find a recent commentator,
Tim Milnes, arguing
that Shelley maintained
a kind of "duplicity" regarding
the entire question
of epistemic centers: "like
many modern 'ordinary-language'
philosophers he maintained
a patient indifference
or double-mindedness
concerning the relation
between the fixed
'centre' of knowledge
and an impermanent
'circumference' of
experience" (5).
Despite Shelley's
claim in his letter
to Medwin that his "mind
is at peace concerning
nothing so much as
the constitution & mysteries
of the great system
of things—my curiosity
on this point never
amounts to solicitude" (qtd.
in Milnes 5), Milnes
insists that "At
the same time, his
curiosity never waned
into insouciance,
but mediated between
an inherited Cartesian
epistemic imperative
to seek a (perhaps
unattainable) ground
for a knowing relationship
with the world, and
an emergent view
of our relationship
with the world as
one which was not
soley or primarily
predicated on knowing" (5;
italics Milnes's).
The "peace" that
Shelley remarks
in his letter to
Medwin, a condition
arguably resonant
with the Aeolian "harmony" mentioned
in the Defence,
is explicated in
terms of mediation
and doubleness,
idiomatic initiatives
that rely on a
presumed distinction
between "knowledge" and "experience" and
that by their
very nature subvert
the implicit oneness
Shelley affirms
at the base of
his practice when
he avers that "poetry
is connate with
the origin of
man."
-
If
we are to appreciate
fully the "harmony" of
his poetic theory,
we must, I think,
read
Shelley in two directions
at the same time.
Having moved, for example,
from the first two
sentences of paragraph
two of the Defence forward
to the second two,
we are invited to
move
backward to and through
the first grouping
to live, rather than
simply understand,
Shelley's notion
of origin. If poetry
is indeed "connate
with the origin
of
man," it
is of the nature,
not only of human
life,
but of life itself.
And life itself,
as
Mark Lussier reveals
in a recent study
of Romantic dynamics,
is for Shelley
not
a linear progression
from one point
to another but a
process of "rhythmic
oscillations" depicted
in the emerging
science
of Shelley's
day
as wave theory. "This
rhythmic presence,
shared by cosmos
and consciousness
alike," writes
Lussier, "allows
Shelley to
argue
that: [Poetry]
'is at once
the centre
and circumference
of knowledge
. . .'" (163).
Like centering
and circumferencing,
harmony may
act "otherwise," as
Shelley
puts
it, than
melody.
But it nevertheless
embraces
and
folds into
melody
as melody,
rightly
encountered,
opens onto
a prior
and enabling
harmony.
It is the
aesthetic
counterpart
to the cause-effect
process
in Fa Tsang's
Hall of
Mirrors. "Fa
Tsang held
that
earlier
and
later events
mutually
require
each other," writes
Charles
Hartshorne. "Effects
are as
necessary
to their
causes
as vice
versa" (64).
A truly
oscillatory
process
is one
in which
both
dimensions
of aesthetic
experience—melodic
constructiveness
and harmonic
priority—die
into
each
other
as the
creative
mind—a
mind
continuous,
as
Lussier
affirms,
with
the
universe—experiences
its
own
creativity
as
a mode
of
eternal
fading
or
dying. "A
man
cannot
say,
'I
will
compose
poetry,'" writes
Shelley
later
in
the
Defence. "The
greatest poet even
cannot say it: for the
mind in creation is
as a fading coal which
some invisible influence,
like an inconstant
wind, awakens to transitory
brightness" (503-4).
Neither the wind nor
the "transitory
brightness" it
appears to inspire
can be separated
from the mind, the "coal," that
is simultaneously
producing and undergoing
the experience.
As Shelley writes
in
yet further explication
of the process, "this
power arises from
within, like the
colour of a flower
which fades and
changes as it
is developed, and
the conscious
portions
of our natures
are unprophetic
either of its
approach
or its departure" (504).
As the very coloring
of a flower is
itself the functioning
of the flower's
emergence, so
fading, transitoriness,
is the function
of its creativity.
But creativity,
the ambient field
of a mind continuous
with the universe,
is eternal. We
die in creativity
not to be reborn
in another form
but to manifest
as none other
than the universe
itself.
Fading is the
function of creativity,
which is in turn
the eternally
unfolding collyrium,
the necessarily "transitory
brightness," of
our inherent
oneness, or
original harmony,
not with but
as the oscillatory
cosmos. Consciousness
located in
a separate self
must of necessity
remain "unprophetic
either of
its
approach or
its departure." The
creativity
Shelley is
describing
occurs in
the
realm of
no-self,
or non-self,
a place,
if you will,
where death
is neither
loss of one
state nor
transport
to another.
-
Nowhere
in the Shelley canon
do we see this process
of creative death enacted
more forcibly and succinctly
than in the famous "Ode
to the West Wind." Comprising
both a perceptual
and an experiential
context for understanding
the poetic principles
set forth in the Defence (the
"Ode" was composed
approximately a
year
and a half before
the
Defence),
the first two tercets
of the last stanza
of the "Ode" reveal
the
poet as both a suppliant
and an intendant of
the West Wind. The
mode
of this interactive
dynamic is a displaced
voice whose movement
from preoccupation
with lyric expression
to concern with harmonic
oneness forms around
a generative meditative
self-emptying that
illuminates the spiritual
features of the journey
implicit in the second
paragraph of the Defence.
Addressing the wind,
Shelley says:
Make
me thy lyre, even as
the forest is:
What
if my leaves are falling like
its own!
The
tumult of thy mighty harmonies
Will
take from both a deep, autumnal
tone,
Sweet
though in sadness. Be thou,
Spirit fierce,
My
spirit! Be thou me, impetuous
one! (57-62)
We
cannot find in this
passage a still point,
a center, from which
to launch an expedition
into understanding.
Like a hall of mirrors,
Shelley's poetry teases
the observing eye into
endless motion. But
the motion is not linear,
moving from one point
to another. Nor is it
eschatological, moving
from a presumed beginning
to an expected end.
Rather, the motion here
is all interanimate.
The death implicit in
the falling leaves is
at the same time the
voiced life of the forest
upon which the wind
plays. Harmony is tumult.
Sadness converges into "Sweet," and
the plaintive note of
longing in the voice
of the suppliant is
inseparable from the
persistent imperative
in the reiterated "Be
thou." To
be the lyre is to be
the wind itself. To
be the wind is to be
empty of all abiding
form while at the same
time inclusive of, indeed
productive of, the very
forms that reveal it.
Caused by the rotation
of the earth, which
is itself caused by
the universe, invisible,
unheard, unfelt, literally
unperceived except through
the motions, the tonal
variations, and the
sensations produced
by the objects upon
which it plays, the
wind is at once all
things and no-thing
in particular, a "cyclic" event
without beginning and
end. To be the wind
itself rather than to
become one with it,
as a dualistic frame
of reference might impel
us to infer, is to be,
in the moment of creativity,
nothing less than the
universe itself. It
is to move beyond the
melodic configurations
of metaphor and transcendence
to the harmonic empty
field of generative
oneness as all things.
One emerges, or opens
oneself, as creativity
in the mode of each
thing's dying into all
other things and of
all other things' eternal
dying into each thing.
Or, as the famous Ocean
Seal of Hua-yen Buddhism
expresses it, "In
One is All, / In many
is One." Beyond
all notions of inaugural
force, "One
is identical to All,
/ Many is identical
to One" (qtd.
in Odin xix).
-
In
Zen terms, Shelley's "Be
thou me, impetuous one!" expresses
the central principle
of Buddhist metaphysics:
Here,
O Sariputra, form is
emptiness and the very
emptiness is form; emptiness
is no other than form,
form is no other than
emptiness; whatever
is form that is emptiness,
whatever is emptiness
that is form. The same
is true of feelings,
perceptions, impulses
and consciousness. Thus,
O Sariputra, all dharmas
[teachings] are empty
of own-being, are without
marks; they are neither
produced nor stopped,
neither defiled nor
immaculate, neither
deficient nor complete.
(Conze 140)
Known
as the Heart
Sutra,
this passage, recited
daily in Zen temples
throughout the world,
incorporates the Buddhist
principle of impermanence—of
all things being in
a state of eternal
change—to
advance the notion
that all things are
empty of abiding form
yet implicate in all
other things. Emptiness,
therefore, is not
absence, the nihilistic
surmise by which a
dualistic frame of
reference might understand
it, but, in the words
of Masao Abe, present
patriarch of the Kyoto
School of Zen Buddhism, "true
Fullness" (Abe
10). The dharma,
the
teaching by which
this principle would
be understood, is
at one and the same
time the practice
of emptiness embodied
in the forms themselves
(Robinson, Johnson,
and Thanissaro 324).
To understand emptiness,
one must practice
emptiness.
To practice emptiness,
one must allow oneself
to be all things. "Emptiness
empties itself," writes
Abe, "becoming
non-emptiness,
that is, true
Fullness" (10).
-
Given
the force of these
interactive dynamics,
the central question
for Buddhists and for
readers of Shelley
alike must of necessity
be one of methodology.
How does one be the
emptiness, be the wind,
in a context that moves
beyond all modes and
forms of dualistic
understanding? Shelleyan
criticism tends to
answer this question
in terms of transcendence. "The
man rises from his
state of prostrate
surrender
to join himself to
the force of the wind," writes
Irene H. Chayes, "master
it—fulfilling
his [Shelley's]
boyhood ambition
to 'outstrip' it
(ll. 50-51)—and
turn it into an
instrument
of his own."
The
process,
for
Chayes,
is
one
of
simple
inversion: "Passive
becomes
active
and
active,
passive;
agent
and
medium,
performer
and
performed
upon,
change
places" (Shelley
623-24).
The
result
of
this
inversion
is
for
Chayes
a
new
transcendentalism,
one
in
which "the
man
raises
himself
to
a
level
above
both
the
human
and
the
mundane
natural" (Shelley
624).
A similar
dualism informs
Richard Cronin's
thesis that
the poem
expresses "a
contrast
within
itself
between rigid
order
and uncontrollable
energy" (232).
Reinhard
H. Friedrich,
writing
a few years
later, avers
that "The
last two
stanzas
of the
'Ode'
intensify
the dual
states
of despair
and hope
that are
characteristic
for the
prophetic
and visionary
experience,
but their
passionate
urgency
applies
most strongly
to the
prophet-poet
himself
who yearns
for release
and transcendence" (167).
Another
critic,
Simon
Haines,
views
the final
section
of the
"Ode"
as exhibiting "something
of the
odour
of megalomania,
the sheer
desire
for power
without
the limiting
sense
of moral
fallibility" (161).
Recent
studies
of the
Asian
influence
on Shelley
continue
a line
of dualistic
commentary
inseparable,
perhaps,
from
Western
epistemic
traditions.[1] "Shelley's
prayer
'make
me thy
lyre'
presents
the
wind
as a
singer," writes
Asha
Viswas. "The
poet
wants
to
be a
passive
instrument
of
this
singer." Comparing
Shelley
to
the "poet
seers" of
Vedic
lore,
figures
who "pray
to
the
Maruts
[phenomena
of
nature]
to
spread
their
hymns
far
away," Viswas
affirms
for
the
poet
a
condition
of
eternal "desire" as
a
transcendental
base
for
his
relationship
with
the
world. "Thus
the
structure
of
a
poet's
desire
never
changes.
It
transcends
time
and
space" (92).
Such
transcendence,
however,
serves
only
to
leave
the
participant
in
yet
another
relational
field—a
new
and
higher
condition,
perhaps,
but
one
that
begs
endlessly
for
further
resolution.
-
For
Buddhists, there are
no limits to the process
of identification,
of opening upon interdependent
origination as the
grounds of one's being,
and no authoritative
dialectic by which
the act may be systematized.
Unlike other spiritual
traditions, including
Gnosticism, Pantheism,
and forms of Christian
apophasis and via
negativa,
the Buddhist understanding
of oneness does not
rely on the monotheistic
perception of a centrally
located source or an
indwelling force or
principle that acts
to create coherency. "Monotheistic
oneness does not include
the element of self-negation
and is substantial," writes
Masao Abe, "whereas
nondualistic oneness
includes self-negation
and is nonsubstantial" (24-25).
As such, Buddhism
offers a generative
alternative context
for helping readers
explore and understand
the full theoretical
implications of
mind and form as
the moving, integrative
basis of creative
enterprise.
-
Zen
Buddhism, which emphasizes
meditative self-emptying
as a harmonizing end
sufficient unto itself,
offers an equally generative
alternative context
for helping readers
understand the practical
dynamics of the interanimate
oneness at work in
voidist documents and
acts. The oneness of "One
is identical to All,
/ Many is identical
to One," to
recall the Ocean
Seal,
inheres in a monadic
experience beyond
representational
logic. "Truth
simply can't be re-presented," writes
the modern Zen priest
Steve Hagan (5).
As a Soto Sect practitioner,
Hagan is affirming
the principle of
oneness
iterated succinctly
in the School's
leading
Japanese philosopher,
Dogen Zenji (1200-1253): "We
have to accept
that
in this world there
are millions and
millions of objects
and each one respectively
is the entire world" (Cleary,
Timeless
Spring 12). Acceptance
inheres in identification
rather than in
accession to a
principle of oneness
or in an individual's
mystic joining
with a perceived
force or power.
Zen meditative
practice is particularly
useful here in
helping us understand
that Shelley
was already the
wind prior to
his appeal. The
answer to the question "How
does one be the
wind?" lies
not in perception—that
is, in the dual
frame of reference
by which one
seeks that which
is susceptible
of definition,
therefore separate
from the seeker
herself—but
in the continual
practice of
self-emptying
as an end in
itself. The lesson
surfaces with
remarkable clarity
and precision
in the twenty-seventh
case of The
Blue Cliff
Record,
a major training
manual for the
Rinzai (Chinese,
Lin-chi) tradition
in Zen Buddhism.
The case revolves
around a conversation
between the
tenth-century
Zen master Yun
Men and one of
his disciples: "A
monk asked Yun
Men,
'How is it when
the tree withers
and the leaves
fall?' Yun Men
said, 'Body exposed
in the golden
wind'" (Cleary
and Cleary
176). Variant
translations
depict the
master as responding
with "That's
wholly manifest:
golden Autumn
wind" (App
131) or simply
with "Golden
Wind!" (Shimano
23). The disciple's
question to
his master
is, in the
words of his
latter-day
translator, "What
will happen
when thoughts,
ideas, opinions,
emotional
reactions,
psychological
problems,
attachments,
expectations,
life, death,
sickness, and
old age all
fall away
and our minds
become bare?" (Shimano
24). The master's
response,
tairo
gimpo in Japanese,
may be rendered
loosely in
English as "become
the living
body of the
golden wind" or "manifest
golden wind
as yourself" (Shimano
24). The term
tairo is both
indicative
and imperative.
One must be
literally the
golden wind
of absolute
emptiness
(freedom from
such attachments
as those listed
above) in
order to be
consentaneously
the absolute
fullness
of life in
all its forms—the "Totality" of "Enlightenment" Empress
Wu asks Fa
Tsang to demonstrate.
Eido Shimano
Roshi, aware
of the complexity
of the term
tairo, does
not attempt
to translate
it directly.
Instead, he
translates
the master
as saying
simply, "Golden
Wind." The
wind embodies
for Shimano
both the
ontological
and the
epistemological
at once:
it is what
one is seeking
to be,
and it is
simultaneously
the process
of knowing
by which
one will
become it.
"Golden
Wind
blows
away
the
monk's
streams
of
delusions," writes
Shimano,
while
at
the
same
time "perfectly
revealing" the
master's "own
state
of
mind" (25),
the
state
of
perfect
selflessness
and
oneness
with
all
things.
Put
another
way,
we
may
say
that
it
is
what
Shelley
means
when,
to
recall
the
Defence,
he
says
that "A
Poet
participates
in
the
eternal,
the
infinite,
and
the
one;
as
far
as
relates
to
his
conceptions,
time
and
place
and
number
are
not" (483).
-
To
be empty of thought
and yet to be in a state
of "conceptions," as
Shelley calls it, a
state in which "time
and place and number
are not," is
to be free of thought
as representation. Thought
as we know it must die
in the very act of its
being deployed in order
that our original nature,
what Empress Wu refers
to as "Enlightenment," may
manifest. The modern
Zen Master Bernie Glassman
states the case as follows:
Intrinsically,
we are enlightened,
we are the Buddha. Not
just us, but everything—sticks,
flowers, trees, stars.
But experientially,
we are not enlightened
because we have yet
to experience this fact.
Without such experience,
without such a realization,
the intrinsic, though
real, is just words
to us. (16)
Getting
to this state of "realization," of
literally making real
our "origin," to
use Shelley's vocabulary,
requires that we give
up our ideas about reality. "Whatever
notion we may have about
emptiness is not emptiness," writes
Glassman, "but
merely an idea of emptiness." In
giving up our ideas
about reality, we do
not come to see another
reality. Rather, as
Glassman puts it, combining
the indicative and the
imperative, we "Just
see everything as it
is instead of the concept
we have of it." If
we can see that "The
concept is not the thing
itself," we
will, in Glassman's
terms, see "This
world as it is, and
that's what emptiness
means" (18-19).
Thoughts, to put it
another way, must die
in the very act of their
emerging so that the
thinker may see that
which he already is.
-
Shelley
affirms the same principle,
I believe, when in
the final lines of the
"Ode" he says to the
wind:
Drive
my dead thoughts over
the universe
Like
withered leaves to quicken a
new birth!
And,
by the incantation of this verse,
Scatter,
as from an unextinguished hearth
Ashes
and sparks, my words among mankind!
Be
through my lips to unawakened
Earth
The
trumpet of a prophecy! O Wind,
If
Winter comes, can Spring be
far behind? (63-70)
What
is perhaps so difficult
for Western readers
to understand is that
the act itself of dying
is the act of awakening.
William Keach, for example,
offers a reading of
these lines that accepts "death
and change," but
he sees the process
in the dual terms of
triumph and loss, "the
fierce triumph of temporal
life to which imagination
and desire and will
themselves belong; that
is what Shelley's style
works persistently and
brilliantly to realize" (40).
Death in creative awakening,
however, or death as
a giving up or a letting
pass the very thoughts
our minds are forever
conjuring, is not a
matter of triumph and
loss. It is, rather,
the actual manifest
oneness of the universe
itself. This manifest
oneness is for Shelley
a matter not of belief
but of awakening practice,
a being "through
my lips" the
awakening of "Earth" itself,
not just "mankind."
-
From
the Zen perspective,
the lesson on practice
as itself the awakening
of the earth surfaces
with remarkable poignancy
in yet another Zen anecdote
involving wind:
As
Zen master Pao-ch'e
[n.d.] of Mount Ma-ku
was fanning himself,
a monk came and said, "The
nature of wind is permanently
abiding and there is
no place it does not
reach. Why, master,
do you still use a fan?" The
master said, "You
only know that the nature
of wind is permanently
abiding, but you do
not yet know the true
meaning of 'there is
no place it does not
reach.'" The
monk said, "What
is the true meaning
of 'there is no place
it does not reach'?" The
master just fanned himself.
The monk bowed deeply.
(Yasutani 106-7)
Commenting
on the monk's first
question, Hakuun Yasutani
says that "the
spirit of the question
is, 'since sentient
beings are originally
buddhas, why are practice
and realization necessary?'" (Yasutani
97). The monk understands,
as all students of Buddhism
would, the lesson iterated
so bluntly in the important
Nirvana
Sutra: "All
beings have the Buddha-nature." What
he does not understand
is the more existential
affirmation, as conveyed
in Zen master Dogen's
revisionist translation,
that "entire
being [Japanese, shitsuu]
is the Buddha-nature" (61).
Popularly rendered as "All
beings are the Buddha-nature," the
revision cuts to the
understanding that Buddha-nature,
rendered frequently
as "original
nature" or "original
face," must
be lived beyond its
representations and
its meanings as conveyed
in texts and teachings.
Addressing the second
question, in which the
monk asks Yun-men the "meaning
of 'there is no place
it does not reach,'" Yasutani
explains that "his
real question" is "'What
is this buddha-nature
with which we are originally
endowed?'" (Yasutani
97). The monk is obviously
having difficulty getting
beyond the dual frame
of reflective thinking
with its tendencies
to definition rather
than lived experience.
In remaining silent
and continuing simply
to use his fan, however,
the master, again according
to Yasutani, "exposes
his buddha-nature and
thrusts it forth. He
thrusts forth muji [nothingness,
emptiness]; he unsparingly
reveals his original
face" (Yasutani
97). He abandons definition,
together with the entire
framework of representational
thought, for the simple "act," to
recall Shelley's term,
of harmonic oneness.
Practice is the evocation
of oneness.
-
Shelley's
insistence on "incantation" rather
than on interpretation
as the means of approaching
his poem, together with
his concluding question
about winter and spring,
is a variant of Pao-ch'e's
fanning. Shelley is
enacting rather than
simply representing
the "origin" he
will affirm later in
the Defence as "connate" with
poetry. He is asking
the same of his readers.
Denied the reassurance
of a definitive response,
we are invited to go
back through the poem
to engage the practice
of self-emptying implicit
in its incantatory dynamics.
That dynamics can, from
a Zen perspective, be
viewed in terms of the
threefold process Dogen
offers as the base of
all Buddhist meditative
practice:
To
learn the Buddha Way
is to learn one's self.
To learn one's self
is to forget one's self.
To forget one's self
is to be confirmed by
all dharmas [teachings
as things themselves].
To be confirmed by all
dharmas is to cast off
one's body and mind
and the bodies and minds
of others as well. All
trace of enlightenment
disappears, and this
traceless enlightenment
continues on without
end. (41)
The
effect
of
this
procedure,
what
Dogen
describes
as
being "confirmed
by
all
dharmas" (41),
is
expressed
poignantly
in
the
widely
popular
claim
by
Shitou
that "A
sage
has
no
self,
yet
there
is
nothing
that
is
not
himself" (Cleary
391).
Intrinsically
(to
recall
Glassman's
term),
there
never
really
was
a
separate
self
to
empty.
Empress
Wu
was
already
in
a
state
of "Enlightenment," of
oneness
with
all
things,
though
she
was
not
awake
to
it.
The
meditative
enactment
described
by
Dogen,
which
appears
like
a
movement
from
self
to
non-self,
is
in
essence
an
opening
upon
an
original
interanimate
oneness
that
is
always
here
and
that,
again
in
Dogen's
words, "continues
on
without
end" (41).
-
A
cursory glance at the
overall movement of
thought and image in
the "Ode" provides
a
glimpse of this meditative
process as Shelley
intuited
it. The first three
stanzas correspond
roughly to the first
fold of Dogen's claim
that, popularly rendered,
to study Buddhism is
to study the self.
Addressing the wind
first as a "breath" (stanza
1), then as a "Dirge" (stanza
2), and finally as "Thou
who didst waken from
his summer dreams
/ The blue Mediterranean
. . ." (stanza
3), Shelley affirms
that the wind is
an awakening process
aligned with death.
The wind in these
early stanzas, however,
is yet other than
the poet himself.
It is a force to
be apprehended,
pursued,
and appealed to
by a self that is
yet other than what
it discerns. In
stanza 4, however,
Shelley commences
the process of self-forgetting,
longing first to
be a "leaf," then
a "cloud," and
finally a "wave," anything
that can be taken
up by the wind.
This longing—together
with the declaration, "I
fall upon the
thorns of life!
I bleed!" (54)—implies
his understanding,
perhaps intuitive,
that the separate
self is nothing
but an inhibiting
illusion that
must give
way to one's
initial identity
with all things.
The
stanza's concluding
couplet, however,
with its assertion
that "A
heavy weight
of hours
has chained
and bowed
/ One too
like thee:
tameless,
and swift,
and proud" (55-56),
signals
that
the process
of self-forgetting
is not complete.
Shelley
is yet attempting
to define
something
in relation
to a perceived
self and
so is caught
yet in the
dualistic
frame of
seeking
to know what
can never
be apprehended
through
ideas.
It is not
until
stanza 5,
with the
death of
thought
itself as
definitive
process—"Drive
my dead
thoughts
over the
universe
/ Like
withered
leaves
to quicken
a new birth!" (64-65)—that
the poet
as a separate
self disappears
into
his practice
("my
lips"),
into
prophecy
itself
as that
which
is beyond
affirmation
and
denial.
-
Beyond
definition, one with
the earth upon which
it plays, Shelley's "Wind" (69),
no longer identified
as autumnal, is also
one with the poet
as the practice itself
of poetry—a practice
that extends beyond
writer and reader to
effect the awakening
of earth itself. Caught
up in the interfluent
dynamics of this creative
breeze, the reader
encounters concomitantly
a state of spiritual
unknowing or non-knowing
that opens upon ever-new
possibilities for
awakening to the full
sufficiency of the
lived moment. As the
monk simply bows and
the master simply continues
fanning, leaving students
of the koan in the
state of what Zen calls "no-mind" (Suzuki,
esp. 28-29), so Shelley
simply withdraws,
leaving us in a state
of questioning that
should, if we take
literally his reference
to incantation, drive
us back into the processes
of the poem as a self-emptying
enterprise sufficient
in itself to the evocation
of human "origin" as
the act of harmonic
oneness with all
things. The process
is, for all practical
purposes, a poetic
variant of what Zen
calls zazen (Japanese,
meditative sitting). "Zazen
reveals the total
reality of interdependent
origination," writes
the modern Zen master
Shohaku Okumura. "When
we let go of thought,
we put our whole
being in the reality
of interpenetrating
reality. This is
how we are verified
by all beings" (114-15).
In a variant of
Shelley's question
to the wind, we may
well ask: Are we
equal to the task?
|