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Frankenstein's DreamPatriarchal Fantasy and the Fecal Child in Mary Shelley's Frankenstein and its AdaptationsJohn Rieder, University of Hawaii at Manoa
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Lacan, Four Fundamental Concepts, 22 |
| 1 | Frankenstein's dream, like all dreams,
can only be told by the one who has woken up from it. Between a dream and
its telling there always looms the chasm between sleeping and waking, and
the telling can only approximate or appropriate one state of being or one
vision of things by and for another. Victor Frankenstein wakes from dream
to reality twice in the creation scene of Frankenstein. Upon seeing
his creature come to life, he tells us, "the beauty of the dream vanished,
and breathless horror and disgust filled my heart" (59). Shortly thereafter,
Frankenstein falls asleep, dreams that his kiss transforms Elizabeth into
his mother's corpse, and wakes to find the creature looking at him. This
time, instead of contradicting the dream's "beauty," the creature seems
to repeat and corroborate its horrifying significance. Any reading of Frankenstein's
dream must also be a reading of this double awakening's play of discontinuity
and repetition. |
| 2 | Mary Shelley's Frankenstein
has come to occupy a place in literary history that might well be compared
to the moment of awakening from a dream. Her novel has become a kind of
nodal point connecting biblical, classical, Miltonic, and popular versions
of the story of the fabrication of human life by a male creator. Moreover,
Shelley's novel both connects these texts and marks a crucial break between
the earlier and the post-Shelleyan ones, because Shelley's novel alters
the relation between the natural and the paternal that is central to all
versions. The divine fabrication of human life in Genesis and Paradise
Lost becomes an all-too-human accomplishment in the workshop of Victor
Frankenstein. The nature/culture opposition thereafter remains one of the
main stakes in adaptations of Shelley's novel, which sometimes reassert
the primacy of the natural order by turning Frankenstein's act into blasphemy
or a transgression of fatally determined boundaries, and at other times
make it increasingly difficult to untangle the natural human from the manmade
one. |
| 3 | The novel's representation of the paternal is
of course implicated in this drawing and redrawing of the boundaries of
nature. Shelley's subversion or parody of the biblical creation myth probably
strikes most modern readers less as an estrangement of natural order than
as a kind of awakening to itthat is, a way of exposing or emphasizing
the prior symbolic violence of attributing the birth of the first human
to a father rather than a mother. The Frankenstein story's denaturalizing
of conventional gender roles reverberates in any number of its adaptationse.g.
The Rocky Horror Show, the campier elements of Bride of Frankenstein,
or the entire genre of science-fiction "gender benders." The problem of
gender has been even more central to the academic criticism devoted to Shelley's
novel, as in the recurring questions of whether the monster represents a
male or female subject position, or of how Victor Frankenstein's labors
allude to Mary Shelley's own traumatic experiences with childbirth, or of
what sort of Oedipal or negative-Oedipal conflict the relation of Victor
to his creature enacts.[1]
Shelley's displacement of the paternal disturbs the entire web of gender
and familial identities, and both popular adaptations and criticism of the
novel continue to explore and exploit the effects of this disturbance. |
| 4 | It is not surprising, given its
destabilization of gender, its weird family romance, and the concurrence
of these themes with a revisionary treatment of the emergence of culture
from nature, that there have been so many psychoanalytic readings of Frankenstein.[2]
But the very plenitude of psychoanalytic interpretation of the novel itself
invites further analysis. What is the meaning of their seemingly interminable
proliferation? Perhaps Frankenstein points to a place in our literary
and cultural traditions "where, between cause and that which it affects,
there is always something wrong." A rupture between cause and effect is
both the crux of its fable and the dominant motif of its reception. Most
popular adaptations of the story seem to take as its main feature what Benjamin
would have called the story's counsel ("The Storyteller"), the wisdom that
overreaching ambition recoils upon the subject. Eve, Prometheus, Pandora,
and Frankenstein all try to usurp upon divine authority and all suffer the
consequences. What will be argued here, however, is that the story's fascination
lies not in its counsel but in that radically different power Benjamin attributed
to the lyrics of Baudelaire: Frankenstein and its adaptations are
"traumatophilic" ("Remarks on Baudelaire"). Placing the counsel against
overreaching at the center of the fable, in fact, is a way of avoiding its
traumatic content even while the act of repeating the story testifies to
the trauma's undiminished power. Shelley's story enters literary and cultural
history like an event that is insistently remembered but just as insistently
revised. |
| 5 |
The process of revision, then, is like the retelling of a dream, and
therefore compelled to repeat the chasm or rupture of awakening. I am
bearing in mind, here, Lacan's famous reinterpretation of one of the dreams
first told in Freud's Interpretation of Dreams. In the dream, a
father's recently deceased child appears to him and speaks the haunting
words, "Father, can't you see that I'm burning?" The dreamer wakes to
find that a fire is indeed burning in the next room, where a fallen candle
has set fire to the cloth covering the child's corpse (Standard Edition
[SE] 5:509-10). While Freud says that the dream itself is constructed
in order to keep the dreamer from awakening to the reality in the next
room, Lacan adds that the dreamer's awakening is precisely a flight from
the unbearable, traumatic reality that repeats itself in the dream: "How
can we fail to see that awakening works in two directionsand that
the awakening that re-situates us in a constituted and represented reality
carries out two tasks?" (Four Fundamental Concepts 57-60). In bringing
psychoanalysis to bear (again) on the reading of Frankenstein,
then, I am proposing to put at stake both the repetition of Victor Frankenstein's
traumatic awakenings in the novel and the process of reading and writing
that catches up the story's trauma and won't let go of it. The object
of interpretation is not Mary Shelley's psyche or even the coherent intention
of her novel but rather that collective fascination or collective fantasy
that gives the novel its unusual place in literary and cultural history.
This essay proposes to read Frankenstein as if it had inflicted
a wound upon the social body that the retellings try to close, and yet
the energy of the retellings radiates from their failure to do so. |
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I.
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| 6 |
Let us begin with Victor Frankenstein's first traumatic awakening at
the moment when the creature opens its dull yellow eyes and stirs convulsively
to life. Frankenstein had desired this event, he says, "with an ardour
that far exceeded moderation; but now that I had finished, the beauty
of the dream vanished, and breathless horror and disgust filled my heart"
(59). What motivates this instantaneous transformation of desire into
disgust? The way anticipation crumbles into horror could allude to Mary
Shelley's feelings about the short-lived infant daughter she bore in February,
1815. The creature's coming to life recalls not so much the child's birth
as a dream recorded in Mary's journal shortly after the infant's death:
"that my little baby came to life again; that it had only been cold, and
that we rubbed it before the fire, and it lived" (Journal 39).
The novel records Frankenstein's awakening from a similarly happy, impossible
dream. The difference is that Victor's fantasy of childbirth yields to
waking nightmare not because his waking reality contradicts it, but rather
as the very result of the fantasy's being fulfilled. It is not the frustration
of his desire but its realization that disgusts him. |
| 7 | The relation between desire and
disgust here points toward another allusion close at hand that involves
an awakening from happy dream to nightmarish reality. More than one reader
has connected Frankenstein's revulsion for his creature to the moment in
P. B. Shelley's Alastor when the Poet wakes from his dream to find
the world rendered empty and meaningless by the absence of the Poet's dream
vision. Margaret Homans uses this comparison to connect Victor's disappointment
to the structure of the "male romantic economy" of desire: "The romantic
quest is always doomed, for it secretly resists its own fulfillment: although
the hero of Alastor quests for his dream maiden and dies of not finding
her, his encounter with the Indian maid makes it clear that embodiment is
itself an obstacle to desire, or more precisely, its termination" ("Circumvention
of the Maternal" 147). According to Homans, what dooms the romantic quest
is the fact that its desire is fundamentally narcissistic, a method of defending
oneself against the absence (or in Victor's case the death) of the mother.
Any embodiment of the desire painfully intrudes upon and disrupts its basis
in narcissistic fantasy. This male romantic economy in turn duplicates the
more general fate of desire described by Lacan. Thus Victor's "breathless
horror and disgust" register the inevitable failure of any real object to
fulfill the fantastic demand for what Lacan calls the "cause of desire"
("Signification of the Phallus," 287). |
| 8 | Victor is certainly narcissistic,
but Homans's reading of his disgust does not account very well for one of
its most crucial features. Not only Victor but everyone who looks at the
creature shares his immediate loathing for it. Yet no one else who sees
the monster is grieving for Victor's mother or has shared in the dreams
or desires that predicate Victor's repulsion at their embodiment. In order
to accept Homans's reading, one would have to say that Victor's Oedipal
desire ("the predicament of Frankenstein, as of the hero of Alastor,
is that of the son in Lacan's revision of the Oedipal crisis" [Homans 148])
functions as a kind of generalized social background in the rest of the
novel. For the fact that the creature is universally recognizable implies
that he embodies something intrinsic to the society's identity, and the
fact that the creature is immediately repulsive to all implies that he embodies
an aspect of the social fantasy that ought never to have shown itself. Although
it does not disturb Victor's meager sense of the reality of others when
everyone else acts as if the meaning of the creature were simply identical
with his private nightmare (indeed he never seems to imagine for a moment
that it would not be so), a less solipsistic reader should wonder why the
creature is not merely a disappointment to Victor's narcissism, but a scandal
to the entire social framework. |
| 9 | In order to explain this odd consonance
between the novel's social framework and Victor's psyche, we need first
to look more carefully at the dissonance between them. This involves stepping
back for a moment from the novel's traumatic moment and the motif of awakening
from dreams to take stock of one of the novel's strangest qualities, Victor
Frankenstein's profound stupidity. I have found that students, when asked
to respond to Victor's decision to destroy the nearly-completed female companion
for his creature, often wonder why Victor did not forestall his fears about
proliferating a race of monsters by simply making the female sterile. Doesn't
he know how? (How could he not?) Or is he simply blind to the possibility?
The question gives rise to others. Why is it that the creature's request
for a female companion seems to come as such a surprise to Victor? Could
he have treasured the fantasy that "a new species would bless me as its
creator and source"(55) without having ever planned to create females as
well as males? Apparently Victor suffers from a remarkable deficiency of
imagination when it comes to understanding or even contemplating the process
of sexual reproduction. And of course his stupidity about Elizabeth is equally
egregious, as becomes most obvious in his incredible failure to correctly
understand the creature's threat to take his revenge on Victor on Victor's
wedding night. Is it simply his patent narcissism that prevents him from
understanding that the creature is threatening to attack Elizabeth, not
Victor? Or is his narcissism only one aspect of an infantilism that leaves
him generally befuddled about relations between men and women? |
| 10 |
The creature's character is not determined by Frankenstein's ambitions
or motives but rather by his creator's ignorance, bungling, and misrecognition
of himself and all around him. Thus the whole problem of the way Oedipal
conflict enters into the reading of the novel runs up against the rock
of Victor's stupidity, which injects something grimly farcical into the
tragic rivalry of Victor and his creature, something similar, as Phillip
Stevick observed twenty years ago, to the comic quality of Kafka's narratives.
Alphonse Frankenstein is not a very important character in this novel,
certainly not the forbidding, rivalrous father some readers have made
him out to be.[3]
Victor acts less like the father's rival than like someone who does not
even understand that his father has a role in sexual reproduction. Thus,
instead of impregnating a woman, Victor becomes a father by piecing together
a body and, in a famously vague moment, "infus[ing] a spark of being into
the lifeless thing that lay at [his] feet" (58). The vagueness here is
crucial, because it follows closely that of Shelley's most important source:
"And the Lord God formed man of the dust of the ground, and breathed into
his nostrils the breath of life" (Genesis 2:7). But as the creature
says, Frankenstein is a grim parody of the Hebraic creator: "[God] made
man after his own image; but my form is a filthy type of your's" (154). |
| 11 |
What ties together Frankenstein's infantilism, the loathing the creature
provokes, and the biblical and Miltonic account of creation? Perhaps the
epithet the creature applies to himself points toward an answer. Frankenstein
echoes his "filthy type" by describing him, shortly thereafter, as "the
filthy mass that lived and moved" (175). The creature's filthiness associates
him with an infantile sexual theory that accords well with Frankenstein's
stupidity: "From the very first," says Freud in the Introductory Lectures,
"children are at one in thinking that babies must be born through the
bowel; they must make their appearance like lumps of faeces" (SE
16:319). A good deal of textual detail supports the notion that the creature
consistently alludes to this asexual theory of birth. The creature's appearance,
for instance, alludes to his excremental status. The near-transparent
skin insufficiently separates the inside of the body from the outside,
hinting at the noisome scandal of the feces' exteriorization of the body's
interior processes. The wrinkled face and straight black lips horridly
contrasted to the pearly white teeth refer to and short-circuit the oral-anal
track. The creature's luxuriantly excremental hair crowns the portrait.
Furthermore, Frankenstein's creative process itself, which strikes the
creature as "odious," "disgusting," "loathsome" (154), suggests infantile
play with feces. Frankenstein at first undervalues the work of modern
chemists who "dabble in dirt," (47), but later he "dabble[s] among the
unhallowed damps of the grave" (55) to prepare material for his "workshop
of filthy creation" (56). When Victor agrees to start work again in order
to fabricate the female companion, anal-sadistic hallucinations hound
him: "I saw continually about me a multitude of filthy animals inflicting
on me incessant torture" (178).[4]] |
| 12 |
The scatological character of Frankenstein's creature also conforms
to Shelley's religiousor should we say blasphemousallusions.
The most frequent epithet Frankenstein applies to the creature is "monster,"
but after this come "fiend" and "daemon" (Baldick 65). Since this identification
of his creature as a devil precedes any possible moral judgment, the widespread
and deep association of the European devil with scatological imagery suggests
that Victor is here repeating a conventional set of terms in reaction
to his startlingly fecal child (Brown 207-10). But the fecal child has
divine implications as well. The scholar of comparative mythology, Alan
Dundes, argues that the fantasy of birth by defecation figures recurrently
and widely in male god creation myths, including the second chapter of
Genesis ("Earth-Diver"). Thus the creature is not only a good Miltonist
but also a keen-sighted folklorist when he compares his own status with
that of the mudchild, Adam.[5] |
| 13 |
The religious allusion and the psychoanalytic hypothesis present the
same problem at this point. When Jehovah looks at his handiwork he sees
that it is good, and Freud tells us that children at the stage of development
in question are far from feeling disgust at their own feces. On the contrary,
they take pleasure in manipulating them and are apt to express pride and
affection for these "children." Even though it would be normal adult behavior
for Victor and everyone else to express disgust at the "mass of filth"
he has produced, the reactions the creature provokes significantly exceed
a normal level of repulsion. A partial explanation of this excess, at
least, is that the reference of the whole situation to Genesis
amplifies conventional disgust for feces into the intense loathing all
onlookers exhibit towards the creature. This excessive affect marks precisely
the cultural trauma enacted in Frankenstein. Reactions to the creature
go beyond mere disgust because they also register a crisis in the articulation
of the natural and the paternal: God is an impossible father, his mudchild
Adam is an impossible son, and Frankenstein denaturalizes them,
rendering their fantastic character scandalously obvious. And the novel
does not merely expose the element of the fantastic in Jehovah's paternity,
it also forces the myth's specific allegiance to the infantile theory
of birth by defecation to declare itself. That declaration of allegiance
in turn provokes a defensive, vehement repudiation of the fecal child.
Thus Victor Frankenstein stands between Jehovah and the mad scientist,
not so much mediating the two figures as locating a rupture between the
"natural" basis of paternal authority laid down in Genesis and
a version of quasi-paternal authority disrupted by its "unnatural" fascination
with technical manipulation. |
| 14 |
Perhaps we can reach toward a fuller understanding of the way Victor
Frankenstein's private nightmare bears upon the social trauma creator
and creature are both caught in, however, by setting Victor beside Freud's
most charming exponent of infantile sexual theories, Little Hans. Near
the end of Hans's case history the little theorist has a crucial series
of conversations with his analyst father about Hans's imaginary children.
Hans's fantasies of childcare involve defecation (SE 10:97), and
his account of their origin identifies them as pieces of "lumf," the family's
pet word for feces (SE 10:95). But the crucial moment that marks
these conversations as signals of Hans's cure is his answer to the father's
admonition, "You know quite well a boy can't have any children." Hans
replies, "I know. I was their Mummy before, now I'm their Daddy"
(SE 10:96; italics in original). In Freud's interpretation, Hans's
reply marks his successful negotiation of the Oedipal crisis by means
of identification with his father. Another way of putting this, however,
is that it marks his final accession to the splitting of the human race
into two classes, one possessing the penis and one lacking it. That is,
his "cure" also coincides with his final break from another infantile
sexual theory, his belief in the phallic mother (see SE 10:9-10). |
| 15 |
Freud remarks about this belief that "Hans was a homosexual (as all
children may well be), quite consistently with the fact, which must always
be kept in mind, that he was acquainted with only one kind of genital
organa genital organ like his own" (SE 10:110; italics
in original). Hans believes his mother has a penis, and he believes that
he himself can become a mother. At this stage of things, when his mother
playfully threatens to "cut off" his "widdler" (his penis), he calmly
replies that in that case he will have to widdle "with my bottom" (SE
10:8). The threat of castration provokes anxiety only from the moment
his belief in the phallic mother is called into question, for only then
would it "no longer be incredible that they could take his own widdler
away, and, as it were, make him into a woman" (SE 10:36). The crucial
point is not, however, the possibility or impossibility of castration.
On the contrary, the crux of the matter is that "woman," in Freud's sentence,
does not mean "Mummy" in the sense Hans was wont to use the term when
he identified himself as the mother of his imaginary children. Instead
it means "castrated." Thus the onset of Hans's castration anxiety coincides
not only with a stricter differentiation of the functions of the anus
and the penis, but also with a devaluation of femininity. Within Freud's
narrative and therapeutic scheme, the passage from belief in the pre-Oedipal,
phallic mother into full participation in the Oedipal crisis involves
splitting humanity into those who have penises and those who have lost
them, which means, those who can possess the mother (that is, be fathers)
and those who can merely be possessed.[6]
Hans's cure, in turn, consists to a significant extent in embracing his
father's and Freud's interpretation of "woman"for Hans's mother,
we should remember, insists that she really does have a "widdler"
(SE 10:10).[7] |
| 16 |
What I've called the stupidity of Victor Frankenstein shares some broad
areas of agreement with the theoretical speculations of Little Hans. Little
Victor is similarly ignorant, or at least resistant, of the notion that
boys can't have babies, and seems just as confused about the relation
between genitalia and reproduction. Unlike Hans, however, Victor never
clearly graduates into understanding and acceptance of his society's normative
gender scheme. The moment of the creature's awakening, when Victor's dreams
turn into disgust, does mark a transition between delight in the fecal
child and quasi-normal disgust. But this passage is catastrophic and traumatic
because Victor never really abandons the pre-Oedipal scheme so as to be
able to adopt the normative one. He remains mired, instead, in the strange
family economy of the Frankensteins. Victor's inability to understand
the dynamics of sexual rivalry motivating the creature's wedding-night
threat, for instance, is only one aspect of the odd absence of courtship
in Victor's story. Where one might expect to find courtship, one finds
instead the astounding generosity of the Frankenstein family, one that
apparently overrides the prohibition against incest. The 1818 text blandly
disguises the Frankenstein family economy as sentimentalized domesticity:
"mutual affection engaged us all to comply with and obey the slightest
desire of each other" (41). A literal reading of a sentence like this
is borne out by Victor's projected, familially approved union with his
cousin-sister Elizabeth, not to mention the addition of Caroline Beaufort
to the Frankenstein family first as Alphonse's daughter, then as his wifeas
if entering the family were the prerequisite for becoming a sexual partner.
The family economy becomes more explicit in the 1831 text when, in an
apparent effort to deflect the incestuousness of Victor and Elizabeth's
relationship in the 1818 version, Shelley has Caroline explain the appearance
of the now exogamous Elizabeth to young Victor as a gift from mother
to son. Rather than Oedipal rivalry over sexual possession, the Frankenstein
family operates an economy where giftgiving solidifies the worth and authority
of the giver. Rivalry therefore does not take the form of jealousy (you
possess what I want) but rather, as Klein says of the pre-Oedipal child,
envy (you are what I am not, can give what I cannot). |
| 17 |
What Victor's dilemma puts at stake, then, is not merely the allusion
of the fecal child to Jehovan paternity, but a system of gender identification,
an economy of possession and exchange, and the delineation of endogamous
and exogamous relations within that system and economy. Gayle Rubin, laying
Levi-Strauss's theory of kinship structures over Freud's and Lacan's theories
of family romance, calls this set of functions a "sex-gender system" (159),
and our placing Victor Frankenstein next to Little Hans makes it clear
that Victor's "circumvention of the maternal" is in fact a stubborn resistance
to the dominant sex-gender system's differentiation of maternity and paternity
from one another. Victor misconstrues the creature's threat to Elizabeth
because he continues to cling to this resistance. When he destroys the
female creature, he bars the creature from entry into the sex-gender system
and so succeeds in continuing to elude it himself. If Little Hans's cure
consists in resolving his Oedipal crisis, Victor's private nightmare cannot
be ended in this way because he never stops resisting the terms of the
Oedipal structure itself. Thus Victor's suffering and the creature's isolation
prefigure Deleuze and Guattari's critique of the conservative logic the
Oedipal structure imposes on analysis: "Oedipus informs us: if you don't
follow the lines of differentiation daddy-mommy-me, and the exclusive
alternatives that delineate them, you will fall into the black night of
the undifferentiated" (Anti-Oedipus 78). Victor's transgression
of the normative sex-gender system and his resolute refusal to allow his
creature into it throw the two of them into that black night. |
| 18 |
Victor's failure to name his child bespeaks the same exclusion. The
name Frankenstein cannot or will not give, the "proper" or paternal name,
also marks the child as the father's property and as representative of
the father's phallus. The disgust inspired by the creature's visibility
registers not just the allusion of the Jehovan creation myth to the fantasy
of fecal reproduction, but the dependency of the entire system of patriarchal
appropriation upon the fantasy of the fecal child (cf. Irigaray, 73-74).
The proper name's claim to make the father the only parent that counts
depends, first, on the fantasy that the father is the only parent
(cf. Athena's famous argument to this effect in The Eumenides),
and second on the logic of castration (that is, the logic of Hans's cure)
that translates womb envy into penis-envy, the gift into a barter of phalluses,
and woman into a castrated man. In order to render in detail this more
extended implication of the fecal child in normative paternity and the
Oedipal economy, however, we need to move to Victor Frankenstein's second
awakening. |
| 19 |
Frankenstein's dream on the night of the creature's "birth" recapitulates
in detail the links between Elizabeth as gift, the fantasy of fecal reproduction,
and the catastrophic reinterpretation of gift and child under the sign
of castration anxiety. The latent dream thoughts clearly center on Frankenstein's
manufacture of his creature and his recent, traumatic awakening from his
fantasy. The transformations worked upon this content by the dream work
itself run parallel to the set of metaphorical meanings Freud maps out
for feces in his short essay "On the Transformation of Instincts with
Special Reference to Anal Erotism." Freud's essay charts the feces' significance
within a developmental narrative that makes it first a gift, then a child,
and finally a castrated penis. The dream begins innocently enough with
Victor seeing Elizabeth and kissing her. This apparently normal expression
of desire and object choice turns out to have been something rather different,
however, when his kiss transforms Elizabeth into a corpse. Victor's wish
now appears not to have been to produce a child through a sexual union
with Elizabeth, but rather to reproduce Elizabeth herself in her role
as gift-child. He accepts the gift and attempts to reciprocate it, but
his oral gratification produces a fecal "lifeless object" rather than
a living baby. |
| 20 |
Next Victor identifies the lifeless object as his mother. She is no
doubt both the original giver and the intended recipient of Victor's gift,
and identifying her as the lifeless object discloses Victor's desire to
mimic her reproductive power. Although Freud spends much of his essay
talking about the significance of the feces as penis-envy in girls, the
fantasy of fecal reproduction springs first from womb envy. The first
two meanings Freud assigns to the feces, the gift and the child, concern
the pre-Oedipal relationship of the infant to the mother's body, so that
the dynamics of incorporation, debt, and gift-giving that motivate the
fantasy of fecal birth do not necessarily recognize or give any significance
to the difference between men and women - a mouth is a mouth, an anus
an anus. Only once the gendered antitheses of Oedipal identification enter
into the situation do fantasies of anal fecundity and envy of women's
productivity become signifiers of the castrated penis. |
| 21 |
In the dream's final turn Victor sees worms crawling in the corpse's
winding sheet. The spontaneous generation of worms from the corpse corresponds
most closely to the moment when the creature comes to life. The shudder
of horror that awakens Victor at this point declares once again Victor's
repudiation of the child. But is not this shudder of horror also a moment
of arousala hysterically displaced erection identifying, as well
as fleeing, Victor's genital desire for the mother/feces/child presented
to him in the image of the corpse? As such the moment of awakening finally
moves Victor to the third item in Freud's series of identifications for
the feces, the castrated penis, and simultaneously suggests a retrospective
interpretation of the creature's convulsive awakening as the detachment
of Victor's phallus. Thus the second awakening enacts an overshadowing
of the fecal child's pre-Oedipal significance by castration anxiety, but
only a partial one. The intensity of the disparagement directed at the
creature here and throughout the rest of the novel testifies to an obtrusive
conflict between competing economies of desire and identification, fueling
the excessive violence with which the Oedipal economy repeatedly disavows
and repudiates its opponent. |
| 22 |
In Freudian terms, the novel plays out a struggle between perversion
and normality, healthy development and regressive desires, infantile anal-erotic
fantasy and mature genital sexuality. But even Freud's own work points
beyond the evaluations imposed by such terminology. In Totem and Taboo,
for instance, Freud's consistent equation of western European infantile
psychology with non-Western "savage" maturity surely indicates, once the
ethnocentric bias is removed, that mature, normative sexual arrangements
in one sex-gender system may well be considered perverse, immature, and
criminal in another. Thus Frankenstein's project, rather than being merely
perverse or hubristic, also expresses the utopian possibilities figured
in the gift economy of the Frankenstein family. His desire to give to
the world the same gift his mother gave to him pits itself against the
social norm of patriarchal appropriation and tries to introduce an alternative
sex-gender system into the world. Rubin could almost be glossing Victor's
project when she announces her own version of the feminist utopia: "Cultural
evolution provides us with the opportunity to seize control of the means
of sexuality, reproduction, and socialization, and to make conscious decisions
to liberate human sexual life from the archaic relationships which deform
it" ("Traffic" 199-200). The failure of Frankenstein's project recapitulates
a pattern familiar to any reader of the period's literature, the dissolution
of revolutionary ambition into tortured repetition of the system it endeavored
to overthrow. Like the fate of the Poet in Alastor or of the would-be
revolutionary Rivers in Wordsworth's The Borderers, Victor Frankenstein's
attempt to break free of the social contract ends up merely reiterating
its deep structure. Yet this reiteration, by making that structure explicit,
exposes it to the possibility of critique. In this play of desire, repetition,
containment, and critique Victor's project turns out (as Zizek says of
Kafka's universe) to be "not a 'fantasy-image of social reality' but,
on the contrary, the mise en scène of the fantasy which is at
work in the midst of social reality itself" (Sublime Object
36, Zizek's emphasis). |
| 23 |
Another way of putting this is that the story of Victor Frankenstein,
quintessential male hysteric, shows how the splitting of genders within
the patriarchal sex-gender system of Freud and Jehovah paradoxically eternalizes
or naturalizes a radical denial of difference between men and women. Castration
anxiety splits men from women by differentiating the way they bear a common
signifier, the phallus. The resulting (Oedipal) sex-gender system opens
a gulf between those who have the phallus and those who merely bear it,
and therefore it strips femininity of any positive identity, instead rendering
it merely as absence or lack; as Irigaray puts it: "A man minus the possibility
of (re)presenting oneself as a man = a normal woman" (Speculum of the
Other Woman 27; see also 18, and passim). The wandering phallus
of the male hysteric is not pathological because it moves about. On the
contrary, the "proper" journey of the phallus is the very map of normality.
The problem with the male hysteric is that his phallus wanders from the
prescribed circuits of ownership and exchange. It should not be unexpected
that these movements refer to normality in ways that are normally kept
hidden. The character Marlowe in Goldsmith's She Stoops to Conquer,
for instance, who is struck hysterically mute in the presence of "proper"
ladies, finds himself entirely comfortable with women whose sexual favors
can be had for money because, as he puts it, such women "are of us, you
know" (II.i). The exchange of money for woman reassures Marlowe that manipulation
of the anal-phallic signifier effectively negates sexual difference. Victor
Frankenstein's wandering, demonic fecal child exposes the same negation
in a far more startling, emphatic, and critical way.[8] |
| 24 |
That Shelley's novel aims beyond delineating a moral dilemma (regarding
the proper use of science, for instance), the shortcomings of a particular
male personality-type (e.g. a type like her husband or the Poet in Alastor),
or a displaced rehearsal of her grievous experiences with family and childbirth,
to a critique of what I'm calling the social fantasy appears with equal
force in the plight of the creature. Although the pathos of the creature's
situation would seem to depend upon its utter privacy, his problem is
anything but private in the crucial sense that everyone who sees the creature
rejects him in the same immediate, unthinking way Victor does at the creation
scene. "Monster! ugly wretch! you wish to eat me," cries little William,
as if the creature's oral-anal character were stamped on his features
(170). Shelley's Godwinian demonstration of the creature's natural benevolence
being perverted into criminality by his miserable circumstances depends
upon this universal, unthinking rejection and exclusion. The irony of
allowing the creature to so eloquently voice his desires is that he can
act upon them only within the severely restricted range given to him by
his "nature," that is, by the unthinking and immediate rejection and exclusion
he meets with on all fronts. Victor's decision to keep the creature isolated
and secret, thereby channeling his extraordinary strength and energy into
serial homicide, acts out a repression woven into the social fabric. |
| 25 |
The fact that the creature's limited options are imposed upon him most
actively by Victor, and therefore seem to reify Victor's desire, encourages
the illusion that the creature is merely Victor's double. They are indeed
locked together in their secret misery, as the bizarre pas de deux
of the final chase sequence most clearly illustrates, and their actions
are at times ironically symmetrical as well, as when Victor's disposal
of the aborted female runs parallel to the creature's strangulation of
Clerval. But these examples serve to emphasize the way the creature's
actions are constrained to the field of possibilities imposed upon him
by Victor, or rather by society at large with Victor as its intermediary.
The illusion of doubling is also supported by Victor's tendency to misrecognize
the relation between himself and the creature, repeatedly imputing his
own failures of insight or responsibility to the creature's malevolent
intervention. When Victor describes his misunderstanding of the creature's
wedding night threat, for example, he claims that "as if possessed by
magic powers, the monster had blinded me to his real intentions" (233).
In such instances the creature functions as a mere exteriorization of
Victor's psyche, but this function is only another aspect of Victor's
mystification, an illusion depending on Victor's narcissistic perspective. |
| 26 |
Rather than being the "vampire" Victor projects as his nemesis, however,
the creature wants nothing more than normalcy. Perhaps the most pathetic
thing about the creature's situation is that the novel's strongest voice
for normative heterosexuality is his. The creature's yearning for a female
companion carries far more conviction than Victor's tepid acquiescence
to his marriage with Elizabeth, and it is the creature who wants to turn
Victor into an unambiguous father and identify his paternity with the
authority of the Hebraic-Miltonic creator. The creature's disastrous infatuation
with the De Laceys acts out all too well his relation to the patriarchal
paradigm he yearns to inhabit.[9]
His participation in the cottagers' domestic economy is beneficial as
long as he remains hidden, but the elder De Lacey's blindness to the fecal
child's deformity cannot forestall Agatha's fear, Safie's flight, and
Felix's aggression when the creature shows himself. His appearance is
scandalous, its effect traumatic. The patriarch's health can only be restored
by abandoning the spot and re-establishing the family elsewhere. The novel
remains fascinated with the creature's poisonous intimacy with his creator,
and its considerable emotional power emerges from their secret and deadly
romance. The popular adaptations, however, seem from the start to have
taken a clue from the De Lacey family. |
|
II.
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| 27 | Any adaptation of Frankenstein
perpetuates the contamination of the natural and the paternal enacted by
exposing the motif of the fecal child inherent in Jehovan or Promethean
creation. However much the retellings elide the rest of Shelley's plot,
the monstrous non-birth of the non-person holds firmly onto its central
place, so much so that it often draws the name "Frankenstein" away from
Victor and onto his creature. Nonetheless the theatrical and film adaptations
of Frankenstein also consistently set themselves the task of containing
the critical energies of Shelley's fable within a resolute reaffirmation
of patriarchal norms. The hallmark of this reaffirmation is the project
of curing Victor Frankensteina plot development that highlights one
of the singularities of Mary Shelley's novel, the absence in it of any recognition
that Victor needs to be cured. Of course Victor has his breakdowns in the
novel, and his recoveries as well. But Victor's self-righteousness, Walton's
admiration, and the creature's eulogy all conspire at the novel's end to
deny the unregenerate narcissism and willful misrecognition evident throughout
the story of his pursuit of the creature. The adaptations, in contrast,
make Victor's departure from and return to conventional sexual normalcy
a far more explicit and integral feature of the plot. The ending imposed
upon James Whale's immensely influential Frankensteinwherein
Baron von Frankenstein repeats his wedding toast to the "son of the house
of Frankenstein" while, through the open bedroom door, we see Elizabeth
administering to the recuperating Victor (renamed Henry)epitomizes
this strategy.[10]
Indeed the eventual reversion to problems of gender identity in The Rocky
Horror Show or the explicit re-emergence of the creature's sexual energies
in Brooks's Young Frankenstein appear by way of parodying Whale's
film rather than as ways of returning to the fable some of its Shelleyan
edges. The project of curing Victor Frankenstein predates the Universal
Studios production by more than a century, however. The earliest stage adaptations
stake out a coherent set of strategies, later adopted and modified by Whale,
to cure Victor and to restabilize "natural" paternity. |
| 28 |
1) The moral. The clear tendency of both R. B. Peake's 1823 Presumption;
or, The Fate of Frankenstein and H. M. Milner's 1826 Frankenstein;
or, The Man and the Monster! is not to interpret Frankenstein's project
as a "filthy parody" of divine creation, a strategy that implies the malleability
of the norm it mocks and perhaps subverts, but instead to render Frankenstein's
achievement as a blasphemous transgression of a fundamentally unquestionable
divine prerogative and natural order. The 28 July 1823 playbill to Presumption
tells its readers: "Exhibited in this story, is the fatal consequence
of that presumption, which attempts to penetrate, beyond prescribed depths,
into the mysteries of nature" (quoted in James, 88, and Forry, 5). Milner
puts the sentiment in the mouth of Frankenstein himself: "I am the father
of a thousand murders. Oh! presumption, and is this thy punishment?" (I.vii).
Shelley's 1831 edition itself picks up the chorus, both in the introduction,
where Shelley recounts her original vision of the "pale student of unhallowed
arts" whose work inspires fear because "supremely frightful would be the
effect of any human endeavour to mock the stupendous mechanism of the
Creator of the world" (281), and in the emphatic cautionary motive Victor
declares for sharing his narrative with Walton: "'Unhappy man! Do you
share my madness? Have you drank also of the intoxicating draught? Hear
me, let me reveal my tale, and you will dash the cup from your
lips!'" (286) In the novel, however, this only adds one more moment to
Victor's patently contradictory range of self-recrimination and self-justification.
In the plays, once Frankenstein recognizes his guilt, he consolidates
his moral recovery by immediately pursuing and attempting to destroy the
creature. But the relatively unambiguous moral resonance of all of this
depends on a number of other related changes to the story. |
| 29 |
2) The assistant. An obvious change is the addition of Frankenstein's
assistant to the cast of characters. Both Peake's and Milner's assistants
are comic foils to Frankenstein's ambition. Peake's Fritz opens Presumption
with a song ("Oh, dear me! What's the matter / How I shake at each clatter")
about how nervous his master's mysterious doings have made him, and he
wants nothing more than to go back to his cottage and be reunited with
his cow. Milner's assistant, Strutt, instead brags in the opening scene
about his master's ability to make gold. Soon after, the assistants both
begin to deliver Frankenstein's "dabbling" from its isolation and secrecy
by being clandestine witnesses to the creature's birth. It is only in
Whale's film that the lab assistant (Fritz again) begins to take on some
of the responsibility for the bad end Frankenstein's project comes to.
The 1931 Fritz's misshapen body and his delight in terrifying and mistreating
the creature mark him as a kind of Mr. Hyde to Frankenstein's Jekyll,
less a foil than an embodiment of Frankenstein's sick desire. Fritz's
botched brain theft has been deservedly ridiculed (James 91), but the
perverse relationship he shares with Henry Frankenstein serves a more
important function as the diseased counterpart to Henry's healthy attachment
to Elizabeth. The function of pointing the way toward Frankenstein's cure
is already served quite differently by Milner's Strutt, however, whose
sociability and straightforward pursuit of the butler's daughter, Lisetta,
implicitly rebuke his employer's self-serving, secretive, and devious
ways. |
| 30 |
3) The girlfriend. A more decisive strategy for making Frankenstein's
situation less ambiguous is the reconfiguration worked on Victor's romantic
attachments. Presumption erases any trace of Victor's alliance
with Elizabeth, instead attaching her to Clerval. Victor plays the role
of the father in approving and helping to arrange this match. The novel's
odd, endogamous gift economy disappears along with Alphonse Frankenstein,
to be replaced by this thoroughly proper, exogamous transaction. Victor
himself is then quite suitably wedso to speakto the De Laceys.
We find that Agatha De Lacey is the love of his life, and that his "blighted
love" for her (they were separated by fate, and he thinks she is dead)
has driven him into his obsessive pursuit of "abstruse research" (I.ii).
On the wedding day of Elizabeth and Clerval, which has been disrupted
by the return of the De Laceys bearing news of the creature's recent enormities
in the countryside, Victor and Agatha are reunited at the moment just
after Victor, in a soliloquy, has dedicated himself to taking responsibility
for the effects of his "cursed ambition" by pursuing and destroying his
renegade monster (III.i). His resolution to place the public safety above
his attachment to his research clearly runs strictly parallel to his turning
away from his strangely begotten child to the proper sexual object, Agatha.
By the time he dashes off in pursuit of the creature (to meet an unhappy
end when the two are buried together by an avalanche in the play's spectacular
finale) he has undergone the cure prescribed for him in the play's opening
scene by Clerval: "I am bound in duty to counteract this madness, and
discover the secret of his deep reflections. . . . I will seek the cause,
and, if possible, effect his cure." |
| 31 |
The Man and the Monster accomplishes even more explicitly Victor
Frankenstein's reclamation by conventional sexual mores. Frankenstein
now becomes a mere cad who has abandoned his wife (at least she calls
herself his wife; whether a legal ceremony has taken place remains vague)
and infant child (!) in order to pursue his project under the patronage
of one Prince Piombino who envisions Frankenstein as the ideal match for
his daughter, Rosaura. In the final scene of Act I, at a ball given by
the Prince in Frankenstein's honor, Frankenstein confronts his monster
in public, taking this opportunity to make the play's moral crystal clear:
"I am the father of a thousand murders. Oh! presumption, and is this thy
punishment?" A short time later, Frankenstein completes his moral reconstitution
by acknowledging his wife and (genital) child. At this point the play's
thematic development is over; the monster promptly abducts the wife and
child, an extended chase sequence ensues, and all ends once again in the
destruction of both man and monster. |
| 32 |
4) The monster. What happens to the motif of the fecal child
concomitantly with the pat moralization of the fable and the normalization
of Victor's sexuality? If the interpretation pursued here is valid, one
would expect the creature to become more phallic, and for castration anxiety
to become more predominant in his representation, his actions, and his
dealings with Victor. The adaptations fulfill these expectations abundantly.
The logic of castration tends to overshadow any hints of fecal reproduction,
for instance, when instead of the "filthy process" by which Victor manufactures
his eight-foot behemoth, the theatrical tradition begins to develop the
idea that the creature has been stitched together from dead body parts,
eventually producing the wounded-looking, sutured figure familiar to twentieth-century
cinema.[11]
The most obvious and remarkable change Peake and Milner make in the representation
of the creature, the decision to render Shelley's Miltonic spokesman mute
by conflating him with the stage tradition of the Wild Man (James 84-90),
also considerably softens the creature's reference to the fantasy of the
fecal child. This decision could be considered a way of adopting the perspective
of the creature and dramatizing his desire for normalcy, for while to
a reader of Shelley's novel the creature's eloquence is one of its most
striking features, what really matters to the creature is that no one
is willing to listen to him. At the same time, however, this strategy
now presents the mute creature to us as unspeaking brute energy hysterically
disconnected from rational control: he becomes the wandering phallus of
the male hysteric. As the tradition develops further, the issue of Frankenstein's
loss of control over the Monster more and more displaces the irrational
disgust and rejection the creature inspires in the novel, and concurrently
the figure of the mad scientist "playing God" obscures Victor's "filthy
parody" of patriarchal appropriation. |
| 33 |
It has been argued that the decision to deprive the creature of his
eloquence takes away his only effective claim to sympathy and therefore
places even greater, because more exclusive, emphasis on his hideousness
(Lavalley 244). What this interpretation fails to take into account is
that the dumb-show stage monster is able to communicate through his gestures,
something utterly impossible for Mary Shelley's creature. What disappears
is not the creature's claim to sympathy, but rather the unbearable tension
between the creature's desire and the scandal of his embodiment. The novel
presents this tension most explicitly in the dilemma of Walton when he
finally meets the creature. The creature's voice inspires in him "a mixture
of curiosity and compassion," but, says Walton, "Never did I behold a
vision so horrible as his face, of such loathsome, yet appalling, hideousness.
I shut my eyes involuntarily . . . I dared not again raise my looks upon
his face, there was something so scaring and unearthly in his ugliness"
(268). James A. W. Heffernan is very much on the mark when he suggests
that cinematic representations of the creature necessarily dramatize the
tension between the impersonal, male-dominated "gaze" theorized in Lacan's
Four Fundamental Concepts and the individual "look" with its more
focussed and less predictable desire (140). It is at the level of the
"gaze" that theatrical and cinematic representations so consistently,
almost inevitably, protect the patriarchal fantasy's normative status
by framing the creature's visual appearance in the anatomical grid of
castration and the sex-gender system it implies. Shelley's fecal child
thus becomes not only phallic, mute, detached, fragmented, and brutalized,
but also the child of light, emerging in spectacular fashion from pyrotechnical
display. As if to proclaim the retreat of the patriarchal appropriation
of the womb's fertility into a law-like, all-encompassing background,
the allusion to Adam as mudchild recedes into echoes of creation ab
nihilo. |
| 34 |
Nonetheless the moralization of the fable and the normalization of Victor
never quite overshadow what I began by calling Frankenstein's traumatic
content. The creature always seems to steal the show, perhaps because
that stubborn resistance to Oedipal identification lodged in the motif
of the fecal child continues to energize the creature's role as a non-person.
The directions for costuming Peake's "Monster," for instance, call for
a blue tunic "fitting quite close, as if it were his flesh." His bare
face, hands, arms, and legs are meanwhile painted blue to match the tunic.
Thus the costume simulates flesh while the actor's flesh simulates the
costume, rendering the Monster neither clothed nor naked, both clothed
and naked. The creature's simulacral presence, human but not a person,
living but unborn, persists through the many retellings of Frankenstein
and spills over into the story's science-fiction progeny. The breach Shelley
made in the construction of nature, paternity, property, and the proper
name remains open, unsettling, and prolific. |
| 35 |
By engaging a collective fantasy about paternity, Frankenstein
also puts at stake the economy of inheritance and retribution tied to
that patriarchal dream. In the chase sequences and mob scenes of Whale's
two cinematic versions of Frankenstein, the creature turns into
a scapegoat for Victor's transgressions. Thus he finally gets to participate
in the community, and in fact heals it, but only by being vilified and
excluded from it. The creature's screams of terror and pain in the burning
windmill at the close of Frankenstein, and the parodic crucifixion
scene in the middle of Bride of Frankenstein, both demonstrate
that when he becomes a vehicle of justice, the creature continues to evacuate
the content of the form he inhabits. It is not necessarily in adaptations
of Frankenstein, however, that the disruptive energies of Mary
Shelley's fecal child are most fully put into play.[12]
Let me close, then, with two other examples of this motif, one from the
Gothic novel and one from horror cinema. |
| 36 | After Shelley's creature, the Gothic
novel affords no more extended exploration of the fecal child than Emily
Brontë's Wuthering Heights. Heathcliff is a filthy, dark child
mysteriously born(e) out of the elder Earnshaw's travelling cloak. In the
act of birth he first destroys, and then is substituted for, the gifts the
father had promised his children. No patronymic is ever bestowed on him;
instead he draws his name from the soil, as if to declare his chthonic affinity
with Adam. More than one character thinks he should more appropriately be
associated with the devil. Heathcliff is an alien force who inspires uncontrollable
intensities of love and hatred in the members of the family, and the bonds
he forms with Catherine are, according to both of them, radically incommensurable
with those that bind together the kinship structure of Thrushcross Grange.
The story resolves itself by erasing Heathcliff's monstrous incursion into
that economy of kinship, or, more precisely, by transforming him into the
genius loci of the heath. Like Shelley's creature departing to his
self-immolation at the North pole, Heathcliff fulfills the desire of the
narrators in a way impossible within the territory they can inhabit; and
like the creature disappearing into the Arctic mist and darkness, Heathcliff
removes himself from view so as to allow the resettling of normality. |
| 37 |
In the horror film, one of the most effective re-conceptions of the
fecal child is the return of the dead in George Romero's Night of the
Living Dead. Romero turns the myth of origins on its head, recasting
it as a story of apocalyptic judgment. But it is a judgment wholly devoid
of rationality. The dead of The Night of the Living Dead (whose
grunting and shuffling inevitably refer back to Karloff's performances
as the Frankenstein monster) rise to eat the living, not in order to enact
justice or impose a final meaning on the world, but simply as an etiological
repetition of the non-birth of the non-person, the fate of having been
eaten and discarded.[13]
Rarely has society been represented more vividly as a besieged and precarious
fortification against our own appetites. The two sequels shift the location
of the fortress, focusing Romero's scenario on consumerism in Dawn
of the Dead and militarism in Day of the Dead, and in the third
film a scientist nicknamed "Dr. Frankenstein" tries in vain to call upon
the family itself as a means of salvation from the contagious cannibalism
of the undead. But this last reference to the Frankenstein story is only
a kind of afterthought and even something of a distraction from the trilogy's
fundamental debt to Shelley. It is not "Dr. Frankenstein" but rather Romero's
mise en scène of social fantasy that most strongly connects
his resurrection fable with the traumatic content of Shelley's Frankenstein. |
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Romantic Circles - Home / Praxis Series / Frankenstein's Dream / John Rieder, "Patriarchal Fantasy and the Fecal Child in Mary Shelley's Frankenstein and its Adaptations" |