-
Mary Shelley's psychical reality is not Freud's, but
several aspects of hers cast interesting light on his
and on the role of psychical reality in the development
of psychoanalysis. In fact, a quick survey of details
from her literary biography suggests that hers might be
wilder. For this is a person whose writings and
personae worry aloud about the extent to which fiction
not only is their reality but also animates, informs,
and sucks the life out of possibilities for living. The
creature in Frankenstein is raised by books,
Mathilda's childhood companions include characters from
literature, and Mary Shelley's "personal" journals are
not only co-authored but primarily listings of books
and persons encountered—a striking re-writing of
interior life. Even more basic, her mother literally is
author and text, whose headstone first acquaints her
with her letters and, thereby, with insight into the
inextricability of reading with loving, dying, and
living. Then there is the fact that her father must go
undercover to produce children's books and transforms
his household into a Juvenile Library and children's
bookstore that eventually goes under. In addition, this
is a writer whose best-known fiction is mythic both in
stature and content and whose model for psycho-cultural
reform is re-signification—recasting the terms
and scripts that have delineated, and thereby
constrained, character, especially female character,
from time immemorial.
-
A simpler way of delineating Shelley's special place
in the development of psychoanalytic thinking comes
through reconsidering her acknowledged status as a
child of romanticism. The importance of German
romanticism to the development of Freud's thinking is
well known and rests not only on his references to
writings by Goethe, Schiller, E. T. A. Hoffman, and
Heinrich Heine but also on their revolutionary insights
into the power of imagination, fantasy, and
symbolization to unsettle both idealism and
reality.[2]
In fact, the German word "Phantasie" signifies both the
process and results of imagination, and the only prize
that Freud received in his lifetime was the Goethe
Prize, in the acceptance speech for which he credits
Goethe with approaching psychoanalysis "at a number of
points," including how the treatment of love in
Elective Affinities anticipates "a connection
to which the name of psycho-analysis itself bears
witness" ("Address" 208, 210).[3]
Freud makes few, if any, direct references to English
romantic writers, even though Coleridge coins the term
'psycho-analytical' in 1805 (Notebooks
2:2670). But the primacy of imagination to English
romanticism, especially in its famed (and fabled)
division from the fixity and deadness of fancy, has
occasioned two strains of proto-psychoanalytic inquiry
that follow from the recognized splitting of English
imagination into aesthetic and moral realms. One
concerns relations between imagination and
identification in identity-formation as they map out
"untrodden regions" of human or poetic minds.[4]
A second highlights the organic and developmental
aspects of imagination to delineate good art from bad
and child as father to man.[5]
-
The romantic "discovery" of childhood makes writings
from this period even more amenable to psychoanalytic
inquiry. Lacan considers this "dated notion that was
born long before psychoanalysis" quintessentially
English, and it arguably distinguishes the teen culture
that Laurence Rickels identifies in
late-eighteenth-century German writings from the
seer-blest infancy of Wordsworthian
romanticism.[6]
"It is no accident," Lacan writes, that "we discover"
the idea that "the child is father of the man" in "that
period with its fresh, shattering, and even
breathtaking quality, bursting forth at the beginning
of the nineteenth century with the industrial
revolution, in the country that was most advanced in
experiencing its effects, in England." "That reference
to childhood, the idea of the child in man, the idea
that something demands that a man be something other
than a child, but that the demands of the child as such
are perpetually felt in him, all of that in the sphere
of psychology can be historically situated"
(Seminar 24, 25). This situatable insight into
the defining nature of the earliest stages of life,
that arises once philosophy clears the inscribed slate
of pre-Lockean minds, affects the "poets" of the
British romantic era both as the "source of their
inspiration" and the "development of their principal
themes" (24). New conceptions of mind occasion as well
the burgeoning field of children's literature and
romantic debates over the relative efficacy of
rationality or fantasy for activating and engaging a
child's mind.[7]
-
A literal child of the romantic era, in her status
both as second-generation romantic and blood child of
Mary Wollstonecraft and William Godwin, the
life/writings of Mary Shelley embody, even better than
they define, both of these strains. Indeed, as
second-generation romantic, she is well-known for
posing a sustained challenge to her contemporaries'
over-idealized views of imagination—stressing the
sad realities of living and writing and protesting all
forms of Prometheanism that mystify the contingencies
and non-progressive features of either. Yet this
assault on romantic imagination is not the simple
reaction that it is often made out to be, whereby her
realism squares off against the idealism of her
parents' politics and her husband's philosophy in the
name of other similarly debased concepts (woman, death,
regress). Instead, her embrace of "wandering fancy"
welcomes imaginative life and unleashes what the
"development" in romantic imagination represses:
delight in errancy, death in life, fits and starts of
inspiration.[8]
Her claim to fame as second-generation is the depth of
her challenge to the futurity ostensibly assured by
romantic theories of imagination and of her sustained
inquiry into the nature of the reality that ensues from
a life of imagination and the world of books. More than
any other writer of the period, her life/writings dwell
on the troubled boundaries between reality and fantasy,
enacting what D. W. Winnicott has called "the perpetual
human task of keeping inner and outer reality separate
yet inter-related" (3).[9]
-
Boundary confusion, especially concerning the
contours of reality, is overdetermined by Shelley's
position as blood child of Wollstonecraft and Godwin,
first-generation radicals whose own life/writings quite
literally wrote her into existence and envisioned
features of her ensuing reality. As social experiment,
she is herself a "work of a new species," and her
life/writings clearly attest to the possibilities
inherent in an imaginative life. After all, she invents
the genre of science fiction and composes the most
widely-recognized modern myth and myth of modernity. At
the same time, they struggle as none before over their
bondage to precursors, the special constraints that
delimit products of revolutionary thinking, and the
anxiety of experiencing one's deepest feelings as
prescribed, proscribed, and pre-scripted. Moreover, as
a female child of romanticism and, even more
importantly, the first girl insight into the
development of whose imagination literary culture has
bothered to record, the life/writings of Shelley
designate several roads not taken in Freud's
engendering of mind. If, as Viola Kolarov has shown,
Goethe's Wilhelm Meister's Apprenticeship
fleshes out the childhood of Hamlet in ways that affect
Freud's concepts of mourning, melancholy, and the
Oedipus complex, imagine what forms might have emerged
from Freud's readings of Frankenstein,
Matilda, Proserpine, or the 1831
Introductory psycho-analysis of such progeny.[10]
In creating and reissuing a creature whose monstrosity
is linked explicitly to its origins in literary texts,
Shelley's life/writings proleptically redesign Freudian
accounts of the pre-Oedipal, the literary dimensions of
phantasy, and the alleged passivity of girls.
-
Reconsidering Shelley as a child of romanticism,
then, has consequences for the development of psychical
reality that follow from Shelley's unique position as a
romantic outsider and insider. As such, she mirrors and
at times analyzes what it is to live on the border,
especially of the literary world, as well as to
perceive oneself on either side of constitutive divides
(dead/alive; female/male) that are deeply unstable. As
a precursor to Freudian psychical reality, her writings
accentuate the prominence of literature in structuring
both phantasy and reality which is weakened in Freud's
accounts. One can say that this (over-)emphasis stems
from her identity as a writer, where
literature would play a more decisive role than usual
in psychical and material realities, but it should not
be reduced to this fact. For Shelley's fictions not
only respect dreams and employ (i.e., redeploy) myths
but also announce through various stylistic hallmarks a
troubling of the boundaries between phantasy and
fantasy, waking dream and story, or phantasy,
literature, and reality that anticipate psychoanalytic
insights and methods. They trade on the slippage
between autobiography and fiction, are
anti-metaphorical and un-literary, do not know their
"life" from their "fiction," and often enlist prior
fictional works to avow "unconscious"
knowledge.[11]
This willed nearness to conscious and unconscious life
of her fiction—such that her first literary foray
is a story about making a new life and her subsequent
fictions sustain a bare minimum of grief-stricken
life—can be construed as a phantasy that sustains
her work of un/mourning. But it also concretizes the
illusion of fictional or imaginative worlds by
de-mystifying a primary illusion that motivates their
genesis: that such worlds necessarily are spaces of
possibility, of greater freedom than reality, or more
life-sustaining than living. Dissecting this illusion
alters productively what romanticism can re-claim on
behalf of the literary: its in/fancy. It also clears
space for analysis of the literary and analysis by
means of it that both Shelley and Freud see as the slow
but only means of change.
"Original Stories from Real Life"
Then I wandered from the fancies of others and formed
affections and intimacies with the aerial creations
of my own brain—but still clinging to reality I
gave a name to these conceptions and nursed them in
the hope of realization. I clung to the memory of my
parents; my mother I should never see, she was dead:
but the idea of my unhappy, wandering father was the
idol of my imagination.
– Matilda[12]
. . . up to the present we have not succeeded in
pointing to any difference in the consequences,
whether phantasy or reality has had the greater share
in these events of childhood.
– Introductory Lectures on
Psycho-Analysis [13]
-
Granting the non-conformity between romantic,
Shelleyan, and Freudian understandings of the
unconscious, two constituents of Freud's formulation of
psychical reality help to illuminate what is
distinctive about Shelley's renditions of the relation
among phantasy, literature, and reality up to her
time.[14]
One involves Freud's characterization of the force that
psychical reality holds for the subject and that
distinguishes it from psychological or interior
processes generally. These phantasies assume a
consistency and resistance that are comparable to that
displayed by material reality and thus have the effect
of material reality for the subject.[15]
The second involves the context through which Freud's
perception of this reality solidifies, his infamous
abandonment of the seduction theory. As is well known,
in the process of discovering that an actual physical
event need not be, and usually is not, the cause of a
patient's hysterical symptoms, Freud comes to recognize
the force of phantasy, and the related role of
infantile sexuality, in the subject's psyche and
development.[16]
Both constituents hold in Shelley's treatment of the
topic. Her writings broadcast the consistency and
resistance that characterizes psychical reality, and
her insight into this reality emerges in her earliest
fictions, Frankenstein (1818) and
Matilda (1819), both of which thematize the
status of incest in developing consciousness of this
reality. Even before her writings are seen as
pre-occupied with the problem of mourning, then, they
register the determinant nature of psychical reality on
the formation and deformations of a character's
life.[17]
As we will see, they also enlist the realm of books to
designate the ins and outs of psychical reality.
-
Because of its topic, autobiographical resonances,
and style of presentation, Matilda is the
richest text for beginning our investigation. Indeed,
in contrast to Frankenstein, which appears
amenable to virtually every type of critical analysis
(another measure of its mythic stature),
Matilda for the most part has inspired
only psychoanalytic readings. Its
topics—father-daughter incest, trauma,
necrophilia—are best explicated by
psychoanalysis, and its scene of narration—a
death-bed confession that voices the unspeakable to a
friend called stranger—pre-figures the talking
cure. Several scholars have already detailed how
remarkably Freudian is Shelley's treatment of these
issues, and I draw especially on the evidence that
Tilottama Rajan and Mary Jacobus have marshaled for
perceiving Matilda as a text regarding trauma
and a traumatized text.[18]
They read as the symptom of Mathilda's trauma the
"unreadability" of her narrative, as it is manifested
in Mathilda's alienation from the poetry she cites and
the literary world it embodies as personified in
Woodville.
-
But equally revealing about the centrality of
psychical reality is the depiction in Matilda
of the absence of reality for its protagonist, not only
as the symptom of trauma but the precursor to it. Even
among Shelleyan texts, Matilda contains a
striking absence of commentary on social, economic, or
political affairs, and, to the minimal extent that
Mathilda peoples her world with "real" people, rather
than the trees, characters from literature, and airy
creations of her brain that she designates as her
childhood companions, those people are avowedly
unrealised, other-worldly, or idealist. When her father
returns in the flesh from his sixteen years of
wandering, he is no more fleshed out or historicized
than when he existed as the idol of her imagination.
"There was a curious feeling of unreality attached by
him to his foreign life in comparison with the years of
his youth. . . It was strange when you heard him talk
to see how he passed over this lapse of time as a night
of visions" (16). This mode of irreality extends to his
perceptions of her. "[M]y father has often told me that
I looked more like a spirit than a human maid" when he
first caught sight of her (15)—an accurate
materialization of the kind of presence she held for
him during his absence, registered for him by the
"stupendous difference" between "the women we meet in
dayly life and a nymph of the woods such as you were"
(34). In this regard, the "young man of rank" whose
visits to Mathilda in London trigger her father's
crisis and their ensuing misery represents not so much
the threat of alternate sexual options as the sheer
intervention of non-fictional reality ("well-informed
and agreeable in his person") into the irreality
inhabited jointly by father and daughter (19).
Moreover, in her willed seclusion after her father's
death, what allows Woodville to enter Mathilda's
reality is less that he too has lost his beloved or
that her grief has softened but that his world is
fantasy—he is a poet whose writings and existence
are devoted to ideality and futurity.
-
Woodville's depiction has long been read as
expressing Shelley's hostility toward the idealism of
romantic poets and their slim, often
gender-opportunistic, purchases on reality.[19]
In it is also heard a marital lament against having
one's misery recast as raw poetic material for a
play.[20]
But the associated view that Mathilda's or Shelley's
protest expresses a bald stake in reality over against
the otherworldly claims of poetry, imagination, or
fantasy is belied by the total lack of reality that
constitutes Mathilda's (at times, also Shelley's)
world. At best, that reality is merged with literature,
when it is not total phantasy for the subject. In the
case of Matilda, this fact affects the
"reality" of the incest ascribed to the father-daughter
relation. For not only is Mathilda's existence poisoned
by her being invaded by the word "love," rather than by
any external physical manifestation of desire. And not
only does this invasion prove traumatic because, as
Jacobus explains, it replicates an "innocent" girlhood
wish that, in the re-hearing, returns as guilt
(Psychoanalysis 182-85). But, before this
scene, Mathilda's sexual maturity for, and availability
to, the father is registered not in any bodily
observation or overture but in his asking her to resume
reading at the place in Dante where his wife Diana had
"left off." In other words, Mathilda's status as erotic
partner is affirmed through acknowledging this
potential for textual intercourse. (In the event,
Mathilda chooses to read a different passage).
-
Certainly, we are invited by this conflation to see
Matilda underlining the sexual nature of the
father's interest in the daughter (also by the father's
admission that Diana had died to grant him access to
this substitute). But we are also invited to see that
the sexual nature of their relation is expressed
through a textual relation and that their incestuous
passion is mediated, aroused by, and, in the case of
the daughter, only "known" or ratified through
literature. Matilda makes clear that
Mathilda's literary knowledge complicates the
self-assurance of her claim that "I disobeyed no
command, I ate no apple" (17). Technically "innocent"
of the "looks and language of unlawful and monstrous
passion," Mathilda is well-versed in their literary
manifestations via her familiarity with Alfieri's
Myrrha, Fletcher's The Captain, and
Proserpine. Moreover, she references these
texts as a way of dis/avowing desires that she does not
own: "On this occasion"—that is, before she
learns the meaning of her father's sudden
change—"I chanced to say that I thought Myrrha
the best of Alfieri's tragedies; as I said this I
chanced to cast my eyes on my father and met his: for
the first time the expression of those beloved eyes
displeased me" (20). Recognizing the literary
dimensions, and nature, of this depiction of incest
does not mean that it is any less real or traumatic for
Mathilda. The point is precisely the opposite: the
"reality" of it is not only psychical but fuelled by
classics of literature.
-
This is a prescient insight into the centrality of
literature in maintaining the phantasy and reality of
incest. If Freud discovers the force of psychical
reality in the process of abandoning the seduction
theory, Shelley uncovers the role of literary classics
in enforcing Oedipal phantasies. They at once inform
such phantasies and are the only means through which
they are (not) known. Matilda depicts this complex as
guilt by literary association, neither to absolve nor
condemn Mathilda, but to question the kind of
responsibility any individual has for passions that are
so pre-scripted:[21]
that is, both prescribed as classical—"high" and
"good"—and aroused in beings in proportion to
their receptivity to the literary. For Shelley the
seductiveness of the classics is arresting in both
senses: they convey heightened modes and forms of
passion, often before a young reader has "real"
experiences of them; they traumatize by bringing to
consciousness desires and experiences that have been
repressed both in the subject and by literary
culture. Though a deeply arrested text—one of the
most palpably traumatized and devoid of material
reality in the entire literary
tradition—Matilda, through its death-bed
scene of narration, nonetheless gestures toward one way
out. Daughter-creatures, give voice to your stories,
even as—i.e., since—they threaten to kill
you. In so doing, lessen the repression effected by a
literary culture that has an illustrious history of
curtailing "voices of life."[22]
In this, Shelley identifies one component of the
resistance that psychical reality constitutes for the
subject as the consistency of the fantasies avowed in
and by the literary tradition: Oedipus, heterosex,
heroic males, happy endings. Perhaps Shelley's most
"romantic" and un-Freudian feature is her belief that a
subject's phantasy world is freer—has got to be
freer—than the world so far of literature. In
retrospect, this appears to be the wish that drives her
corpus even as that corpus struggles to make its way
into the world of books.
Pre-Oedipus: The Modern Prometheus
It was a bold question[;] yet with how many things
are we upon the brink of becoming acquainted, if
cowardice or carelessness did not restrain our
inquiries.
– Frankenstein [23]
There is no doubt that the creative artist feels
toward his works like a father.
– Leonardo da Vinci and a Memory of his
Childhood [24]
-
This wish that drives her corpus receives its most
conscious articulation in the 1831 re-issue of
Frankenstein, where Shelley names her creature
and book "hideous progeny" by way of accounting for
their origins in her phantasies as a child- and adult,
to which I will return. But the 1818 edition is already
hard at work constructing component parts of psychical
reality that await their application by Shelley to her
"own" situation in 1831. Because of its explicit focus
on science, exploration, and the world of men,
Frankenstein appears to have more reality than
the worldlessness that constitutes Matilda. We
don't need Frankenstein to show us how
deceiving looks can be, but no literary text is more
comprehensive in its explorations of the enabling and
deceptive features of reading for the constitution of
phantasy and reality. Many scholars have emphasized the
centrality of reading to the psychological formations
of Victor and the Creature, and they have detailed the
text's care in depicting what each of them reads, how
they learn to read, and how what they read shapes their
visions of reality.[25]
Fewer have taken seriously as a commentary on
literature the inhumanity that is depicted as stemming
directly from the world of books.
-
With Victor, the dynamic is better known at least on
a surface level. Victor's interest in science is
ascribed to an active fancy drawn initially to books of
alchemy, the magic in and of which animates his
apparent superseding of them. Medieval literature is
thus positioned at the "origin" of scientific inquiry
and portrayed as constitutive of empirical reality, and
insufficient respect for it (the father's "sad trash")
is alleged as the cause of the entire misery that
eventuates. Put the other way, because the
materialization of Victor's fantasy is perceived by him
as having nothing to do with his prior imaginings, the
visionary impulses that underlie them, or the beauty of
the materials out of which the Creature is composed,
Victor feels at once impelled and free to abandon
him.
-
The Creature's indebtedness to the world of books is
even more thoroughgoing because books are at the source
of his creation and his best means of self-rearing.
Because his progenitor abandons him owing to the
claimed disjuncture between Victor's vision and the
Creature's physical reality, the Creature is left to be
parented largely by books. His earliest development
relies on a mixture of empirical experience and lessons
from books whereby books constitute empirical
experience that goes beyond the bounds of immediate
observation. Experience of the De Laceys epitomizes the
near-identity for the Creature of persons and books,
for the Creature observes them as if they are books and
learns from reading them how to feel "human" and how to
read books. As he tells it, observation of them
constitutes his first "lessons" in familial relations,
"of the difference of sexes; of the birth and growth of
children; how the father doated on the smiles of the
infant, . . . of brother, sister, and all the various
relationships which bind one human being to another in
mutual bonds" (90). The literary classics that he then
reads (Paradise Lost, Plutarch's
Lives, Sorrows of Werter) only intensify
his knowledge of passion and consequent desire to
experience passion in a personal, i.e., "real," way.
The "effect of these books produced in me an infinity
of new images and feelings, that sometimes raised me to
ecstasy, but more frequently sunk me into the lowest
dejection" (95).
-
Recognition of the bi-polar affect aroused by his
reading underscores the otherness that inhabits the
world of books and the sense of alienation that access
to book-knowledge often elicits. That is, at the same
time that Frankenstein depicts books as
essential to the formulation of phantasy and reality,
it depicts them as unleashing a level of misery that is
capable of annihilating either domain. For both Victor
and the Creature, outrage is the consequence of
discovering that external reality does not conform to
the reality promised in and by books. This mismatch is
especially dire for the Creature because of his
necessary over-reliance on books. What occasions the
misery that unleashes the Creature's monstrosity is his
systematic exclusion from the reality promised and
heightened by literature—especially, the reality
promised by the books that the Creature actively reads,
rather than overhears when still listening in on the De
Laceys. For that province is fiction, the domain
understood to heighten desire for connection for two
reasons. In a sense applicable to all readers, the lure
of great literature is the access it provides to
heightened passion and extraordinary adventures not
available to the average person (an assertion made in
the 1818 preface, written by Percy Shelley).[26]
In a sense particular to the Creature, the world of
fiction is closer to his reality than external reality,
"born" as fictional character is out of an author's
fancy and real to the extent that disbelief is
suspended. The denial of these two constituents of
fictional reality by material reality renders the
Creature a fiend. Even worse, the Creature learns that
he is excluded both from the paradise of fiction, all
of whose characters are related to something and by
someone, and from the fiction of paradise. "Like Adam,
I was created apparently united by no link to any other
being in existence; but his state was far different
from mine in every other respect." Even Satan, a
"fitter emblem" than Adam of the Creature's reality,
"had his companions, fellow-devils, to admire and
encourage him; but I am solitary and detested"
(97).
-
The Creature's alienation raises, and re-poses, an
existential question. Which must come first in the
effort to form new realities: a work of a new species,
or the capacity to recognize it and therefore have it
affirmed? As the Creature discovers, for a life to
exist, it must perceive itself as related in both moral
and aesthetic senses. Its likeness to someone or
something must be perceived so that it can feel
affection and fit into an existing narrative. In
showing the extent to which the realm of literature
exacerbates misery for new beings,
Frankenstein is scornful of the utopianism
that underlies highly romantic claims for imagination.
But this hardly discredits imagination or literature.
Instead, it takes seriously the desires that they are
capable of arousing and investigates the responsibility
and response-ability of literature for and to those
desires. What Frankenstein explores is the
extimacy of the world of books, at once exterior to the
subject and yet a vital part of inner life and interior
processes.[27]
Something of this extimacy is voiced in one of the
uncanniest passages in the text, wherein the Creature
grounds his self-defense against charges of murder, a
defense itself grounded in radical singularity, in a
line of poetry written by Percy Shelley that speaks to
the beyond-morality of any being who is unconnected to
all others. "I was dependent on none, and related to
none. 'The path of my departure was free;' and there
was none to lament my annihilation" (96).
-
The implications of the extimacy of literature are
crucial to the construction in Frankenstein of
psychical reality. Some of its components are
articulated through narrative commentary that stresses
the irreality for Victor of characters other than the
Creature and that, only when dead, assume a virtual
reality: "he believes, that, when in dreams he holds
converse with his friends, and derives from that
communion consolation for his miseries, or excitements
to his vengeance, that they are not the creations of
his fancy, but the real beings who visit him from the
regions of a remote world" (160). This is precisely not
the phantasy of the dream that follows upon Victor's
creation of the Creature, whereby a "blooming"
Elizabeth is transformed into the "mummy" that Victor
refuses to acknowledge and that drives his
creativity/destructivity (40).[28]
Other commentary is less pathological. Resistance to
substitution is shown as dependent on the chronological
priority of one's attachments, whether to persons or
things.[29]
"Even where the affections are not strongly moved by
any superior excellence, the companions of our
childhood always possess a certain power over our
minds, which hardly any later friend can obtain" (161).
The text also specifies what is requisite for books to
get inside their reader: some new but precisely not-new
event from the real world makes what has been read but
not taken in now "come home." This is the one insight
into psychical reality that Frankenstein
ascribes to a female character. Before Justine's
condemnation, Elizabeth states, "I looked upon the
accounts of vice and injustice, that I read in books or
heard from others, as tales of ancient days, or
imaginary evils; at least they were remote, and more
familiar to reason than to imagination; but now misery
has come home, and men appear to me as monsters
thirsting for each other's blood . . . Alas! Victor,
when falsehood can look so like the truth, who can
assure themselves of certain happiness?" (69). Or when
literature constitutes so much of one's psyche or
reality, where can certainty reside?
-
Viewed in this light, it is not such a stretch to
view as the Promethean accomplishment of
Frankenstein its construction through the
Creature of psychical reality and construction of the
Creature as psychical reality. Descriptions of the
creation of the Creature specify the ingredients out of
which psychical reality is composed: pieces of real,
textual material that are made to cohere but in an
anti-organic, a-developmental fashion. Moreover, these
raw materials are said to be dead and buried, whether
in church-yards and charnel houses or the moldy records
of literary history; in both cases, they are corp(u)ses
that are unearthed, pieced together, and re-animated.
Descriptions of the consequences once it is activated
emphasize what can make psychical reality monstrous,
since it is not destined to be so. The "life of its
own" that it appears to take on is difficult to manage
because no one wants to claim responsibility for
it—neither the authorizing ego nor the authors
that shore up, and thereby divide, ego from psychical
reality. Victor's consciousness is bent on denying this
creature to the degree that it keeps manifesting the
wish that animates his phantasies: annihilating women
and family, loosening by tightening the ties that bind.
Materialization of both wish and phantasy is monstrous
to Victor, because his egoic coherence depends on
denying the death-drive that he sublimes as
life—especially the life of science, invention,
and creativity.
-
Nor does the analysis stop here. For
Frankenstein does not depict these phantasies
as belonging only to Victor, but instead as stemming
from medieval literature (at once, antiquated and
alchemical) and as inhering in a class of
men—prometheans—the strength of whose egos
and thus of whose ego's defenses leave it to literature
to voice what must remain unconscious in them.
Moreover, not only does literature double as the
unconscious in Frankenstein, articulating
through displacement what the conscious narration
denies, but those "unexplored regions" are shown to be
already occupied by literature. This occupation of the
unconscious by literature is key to the Creature's
self-defense and is previewed in Walton's assurance to
womankind that his approach to "unexplored regions, to
'the land of mist and snow'" is fueled by benevolent
impulses (14). Indeed, the quoted literary phrase, "I
shall kill no albatross," invokes the unconscious
through the tell-tale negation, at the same time that
its source, The Rime of the Ancient Mariner,
composed by the coiner of the term, "pscho-analytical,"
links archaic to modern in its exploration of
exploration. While Frankenstein is relentless
in its exposure of male ambition—which it depicts
as clinical megalomania—it does not consign
psychical reality via the Creature to monstrosity.
Things could be different, but that requires expanding
the literature that structures phantasy and
reality.
"Creative Writers and Day-Dreaming"
We laymen have always been intensely curious to know.
. . from what sources that strange being, the
creative writer, draws his material, and how he
manages to make such an impression on us with it and
to arouse in us emotions of which, perhaps, we had
not even thought ourselves capable.
– "Creative Writers and Day-Dreaming"[30]
I shall thus give a general answer to the question,
so very frequently asked me—"How I, then a
young girl, came to think of and to dilate upon so
very hideous an idea?"
– 1831 Introduction to Frankenstein
-
Shelley's Introduction to the Standard Novels
Edition re-issue of Frankenstein provides a
rare look into its author's psyche that is also a
striking anticipation of Freud's generic inquiry into
how that strange being, the creative writer, comes by
his or her material. Both authors look to early
childhood for their answers, both underscore the
determining role of childhood phantasies on the adult
writer's choice of content, and both point to the
temporal dynamism and shape-shifting capacities of
phantasy, by which "past, present, and future are
strung together, as it were, on the thread of the wish
that runs through" the phantasies ("Creative" 148). The
details that Shelley provides of the "waking dream" out
of which Frankenstein emerges could hardly be
clearer in delineating the chief elements of Freudian
phantasy. It shows how the phantasy nature of
day-dreams, deemed similar to the semi-conscious state
of the fiction-writer, can interact with unconscious
phantasies from infancy. It structures the phantasy as
a wish less for an object than for a sequence in which
the subject has a part—and a highly permutable
part—to play.[31]
It typifies one primal phantasy scene, the family
romance.[32]
Similar in each essay, too, is a tentativeness and
defensiveness in tone that stems from shared anxieties
over their respective places within their different
professions.[33]
If here Freud looks to the creative writer for insight
into processes more usually discerned by him in child's
play or the analysis of neurotics, Shelley looks to her
phantasy life as a means of dis/avowing the creatures
she has spawned.
-
Precisely because of their different perspectives
and methodologies, reading the two accounts together
aids in discerning the place of literature in psychical
reality. Not only because he treats the topic
generically, Freud's account specifies the usefulness
of creative writing in ways that bring into focus
Shelley's more tormented version of phantasy-writing.
One advantage for Freud is that creative writing
restores pleasure to the revelation of adult
phantasies, otherwise kept a secretive and intensely
private domain, owing to the allegedly shameful nature
(child's play) and typical content (infantile
sexuality) of adult phantasy life. A second is that the
fore-pleasure achieved by the aesthetic nature of
creative writing—precisely the assurance that
these are not unadorned phantasies, the knowledge of
which, should a "layman" venture to communicate them,
would "repel us or at least leave us cold"—allows
us to receive the greater pleasure of being liberated,
through reading an imaginative work, from "tensions in
our minds" owing to unresolved conflicts ("Creative"
153). "It may even be" that this includes "enabling us
thenceforward to enjoy our own day-dreams without
self-reproach or shame" (ibid.)
-
Differences between the two writers begin to emerge
when Freud elaborates the impelling wishes that
underlie phantasies and which, according to him,
creative writing at once ratifies and satisfies. While
these wishes are said to "vary according to the sex,
character and circumstances of the person who is having
the phantasy," they "fall naturally" into "two main
groups. They are either ambitious wishes, which serve
to elevate the subject's personality; or they are
erotic ones" ("Creative" 146-47). Not surprisingly, the
two groups map onto gender categories. "In young women
the erotic wishes predominate almost exclusively, for
their ambition is as a rule absorbed by erotic trends.
In young men egoistic and ambitious wishes come to the
fore clearly enough alongside of erotic ones" (147).
Freud emphasizes that his stress is less on the
distinction than the fact that the two trends are
"often united." Still, from the perspective of
Shelley's life/writings, this schema itself appears as
a wish—indeed, one that the treatment of gender
in Frankenstein starts to analyze and that
Shelley's "new species" of writing throughout her
career is devoted to reworking. From her perspective,
too, another use-value that Freud asserts on behalf of
creative writing seems highly suspect—that it
enhances a "feeling of security" that then allows
readers to undertake "heroic actions" in "real life"
because literature, especially romance literature,
assures all would-be-heroes that "'Nothing can happen
to me!" ("Creative" 150).
-
Obviously, Freud is not endorsing the phantasy but
instead what this linkage between phantasy and creative
writing reveals: we are in the domain of "His Majesty
the Ego" who utilizes phantasy and literature to
re-write reality more to his liking. And while Freud's
comments here and elsewhere about how apparent
contradictions to his theory actually support it make
the baldness of his formulation less reductive of
literature than it appears, one of his main points
about the realm of creative writing is properly
reductive: these works of imagination are not as
original, unmotivated, from-out-of-nowhere as all that.
They stem from childhood wishes and phantasies that
both satisfy basic human desires and help to codify,
when they do not assign names to, such desires.
Interestingly, Wollstonecraft and Shelley have long
been withheld from the ranks of creative writer on the
grounds that their fiction is too prosaic, generic, or
life-like for art. But Freud's formulation also serves
to pinpoint the distinctiveness of Shelley's theory and
practice of creative writing. In a general sense, hers
appeals to a much less coherent ego for reasons that at
times are conscious and intentional. Put a different
way, her creative writing tends to explore the dark
side of fiction's effects on the ego: not just how
enunciation splits the subject but also how writing
tears one apart—originally and
subsequently.[34]
-
A first level of her revision of Freud's formulation
gets at the obvious gender bias that underlies the
phrase or feeling, "nothing can happen to me," as well
as the terms that undergird it—hero,
invulnerable, action. Her version runs counter and
inversely: from the "nothing is happening or ever will
happen for me" of the heroines of
Frankenstein, Matilda, and arguably
The Last Man to the "something might happen to
me" of the more active heroines of Valperga,
The Adventures of Perkin Warbeck,
Lodore and Falkner. The specific form
that the "something" that can happen takes in
Proserpine (abduction, rape, incest) suggests
a second-level intervention. The knowledge that
something terrible can happen to me should not be a
justification for restricting access to experience,
especially for girls. Shelley's creative writing is
devoted to redesigning futurity on both of these
fronts. The reality it is after makes room for the
"something can happen" to women as historical agents
and is less pathologically defensive or over-protective
in facing that possibility.[35]
As a commentary on Freud's formulation, then, Shelley
rejects both the applicability and the
desirability of having this phantasy confirmed
by literature. For her, the value of creative writing
is in "preparing" readers for the inability to be
prepared. This preparation includes a fundamental lack
of assurance regarding the coherence of that "me."
-
Already a crucial subtext of Frankenstein,
doubts regarding the security associated with creative
writing are intensified in the 1831 Introduction, owing
in part to the double nature of its inquiry: how
accounting for the origins of Frankenstein
requires an account of the author's origins and
development as a child. Scholars often view this
insecurity as "personal," as resulting from her gender
and/or her status as girl child of famous writers.
While part of the story, Shelley's account is more
concerned with how the extimacy of literature, in
cutting across both her phantasy- and real life,
complicates self (or ego) formation. The episodes she
narrates as constitutive of the authorship of
Frankenstein all disarticulate phantasy from
creative writing. Her earliest memories portray
phantasy as the antidote to the narcissistic wounding
associated with her "favourite pastime," which is "to
'write stories.'" While those "scribblings" are
imitative, deferential, derivative, her "waking dreams"
are "at once more fantastic and agreeable" because they
are "all my own" (175). The conformity demanded by
writing marks her girlhood writing style
"common-place," as well as her life-experience as a
girl. She contrasts both, again, to her "true
compositions, the airy flights of my imagination,"
where "I did not make myself the heroine of my tale"
but instead "people[d] the hours with creations far
more interesting to me at that age than my own
sensations" (176).
-
A similar splitting attends descriptions of her
young adult years, when "reality stood in the place of
fiction" in the form of "my husband" and the contests
over writing that he and the male world generate and
signify (176). Descriptions of this period, in which
writing fiction as a profession starts to become a
reality for her, intensify confusion over the
boundaries between these spheres—a confusion that
is at once an authorial ruse and a subsequent
theoretical position.[36]
On the one hand, Shelley asserts that the hideous idea
is neither of her making nor of Percy's but arises
"unbidden" from an "imagination" that "possessed and
guided" her (179). On the other hand, her theory of
creation as well as its applicability to the origin of
Frankenstein stresses the necessity that
something come before. "Invention" does not "consist in
creating out of void, but out of chaos; the materials
must, in the first place, be afforded; it can give form
to dark, shapeless substances, but cannot bring into
being the substance itself" (178). The Introduction
enumerates the chaos of materials out of which
Frankenstein is assembled: waking
dream—German ghost stories—writings of
Byron and P. Shelley—parents "of distinguished
literary celebrity"—in sum and particular,
phantasy objects that are haunting (175).
-
Descriptions of the waking dream push the dynamic to
an extreme. "Unbidden" images rise up before her and us
in all the vividness of the eventual text. "I
saw—with shut eyes, but acute mental vision . . .
the pale student of unhallowed arts kneeling beside the
thing he had put together;" the terrified "artist" who
"would rush away from his odious handywork,
horror-stricken" in hopes that "this thing, which had
received such imperfect animation would subside into
dead matter," and so forth (179-80). Yet we miss a
crucial insight into her creative practice if we
conflate the waking dream with the composition of
Frankenstein. Instead, she points out that the
desperate effort to break free of the terror
overwhelming her by that vision, by "exchang[ing] the
ghastly image of my fancy for the realities around,"
was unsuccessful—"still it haunted
me"—until, in a last-ditch effort to "think of
something else[,] I recurred to my ghost story—my
tiresome, unlucky ghost story," with the wish that "I
could contrive one which would frighten my reader as I
myself had been frightened that night." "Swift as light
and as cheering," the "idea broke in upon me" that "I
had thought of a story" (180).
Thought—moreover, in the form of an "idea" that
"I had thought"—intervenes to break her
engulfment in terror and get the story going.
-
This is a stunningly detailed account of
psycho-literary reality that positions the realm of
creative writing between phantasy and reality and as
the go-between. As depicted here, reality, in the sense
of sense-based reality, is no match for phantasy. "I
see them still; the very room, the dark parquet, the
closed shutters with the moonlight struggling through,"
but "still [my hideous phantom] haunted me" (180). It
is the reality of "my story," even as yet unconceived,
that loosens the hold of phantasy. For this story is
portrayed as doubly external to her—at once out
of her reach and a distraction, a "something else to
think of," that gets her out of her engulfment by
phantasy. This disarticulation of phantasy from
creative writing then aids in uncovering some of the
wishes impelling either or both. One wish is thematized
in the last part of the description of the waking
dream, in the "hope" of the "horror-stricken artist"
that, "left to itself, the slight spark of life which
he had communicated would fade; that this thing, which
had received such imperfect animation would subside
into dead matter; and that he might sleep in the belief
that the silence of the grave would quench forever the
transient existence of the hideous corpse which he had
looked upon as the cradle of life" (180). This wish is
shown to be delusive—"behold, the horrid thing
stands at his bedside"—and thus generative of
Frankenstein and of its counter to high
romantic mystifications of literary creation. The other
side to no creation ex nihilo is no
annihilation. As novel and Introduction explore, try as
they might, progenitors cannot destroy their creations
once they have been conceived. Moreover, they lose
control of them from the moment of their conception,
which does not mean that they should cede all
responsibility for what they have begun.
-
A related wish, more applicable to the re-issuing
that comprises Shelley's notions of creativity, is the
desire to begin anew, to be given a second chance at
prosperity. The Introduction connects this desire to
the reality that intensifies Shelley's affection for
her hideous progeny, its association with life with
Percy. The precise formulation is instructive for the
ways that it connects the issue of un/mourning to the
place of literature in psychical reality. "And now,
once again, I bid my hideous progeny go forth and
prosper. I have affection for it, for it was the
offspring of happy days, when death and grief were but
words, which found no true echo in my heart" (180). We
have heard this "but words" before. Indeed, they
compose a female echo chamber in which Elizabeth's
account of how the murder of Justine "brought home" the
misery voiced in prior passages of text resonates with
Mathilda's dis/avowals of the knowledge and cause of
her misery: the word "love" in all its traumatizing
literary associations.
-
As read back into the Introduction, the
"unconscious" knowledge that attends these assertions
of "happy days" is voiced once again by references to
other literary texts, especially that History of
the Inconstant Lover, the only one of the "volumes
of ghost stories" that the Introduction seems compelled
to name in its details of live converse with Percy
(177). But, more fundamentally, when were "death and
grief" ever "but words, that found no true echo" in
Shelley's heart, born as she was through the death of a
mother of "distinguished literary celebrity?" Actually,
read in this light, the formulation is as demystified
as it is idealized, since it is Shelley's distinctive
fate to have learned her first words literally through
the signifier of death, both the "M-A-R-Y" of
Wollstonecraft’s tombstone and its literary
remains—Wollstonecraft's fragmentary
Lessons that instruct a young child how to
read. In other words, in Shelley’s case, the
reality of death is indissociable from her first words
that precede experience of the meaning of death or
grief. That comes later, in the form of many subsequent
books and deaths that flesh out this "grief." To a
sizeable extent, literature is Shelley's
reality-test as much as the means by which she
evaluates the adequacy of one to the other. The world
of books informs her reality for better and worse. That
is, the realm of creative writing informs her psychical
reality and provides her surest, though still deeply
tentative, way out into reality.
-
Shelley's insight into the reality-testing provided
by creative writing is indebted to those two persons of
distinguished literary celebrity whose romance sets the
terms of the family romance of her psychical reality.
Too large a topic to explore in detail here, I want to
conclude by suggesting how two ramifications of her
parents' promotion of reason as the path to
perfectibility through their creative writings helps to
concretize Shelley's origins and legacy as "author of
Frankenstein." Part of Wollstonecraft's and
Godwin's efforts to construct a better future entails
writing and revising children's literature as a chief
way to re-form the minds of the future, and part of
that revision entails re-positioning fancy at the
origin of rational enquiry. Opposing the binary logic
that structures romantic debates on children's
literature, whereby self-declared fantasists (Lamb,
Coleridge, Wordsworth) counter the "cursed crew" of
rationalists (Barbauld, Trimmer, Wollstonecraft) in the
name of a less inhibited childhood, Wollstonecraft's
and Godwin's writings for children portray the
activation of fancy as indispensable to educing minds
that are curious, wide-ranging, avid, perpetually open
to research—perhaps even to Freud's "little sex
researcher."[37]
As a means of so doing, their writings are particularly
creative about concepts. They conceive fancy as
inhering in the factuality of life, display the "facts
of life" as informed by fiction and phantasy, and deem
a young person's comprehension of such fact-fictions as
central to achieving better options and
life-choices.[38]
Moreover, this restructuring of reality is ventured
through features of style that simulate the proximity
of life to fiction and vice versa: announced in titles
such as The Female Reader, Original
Stories from Real Life, The Looking
Glass; in articulations of method whereby books
substitute for "live" textual mentors, history raises
the dead, biography is Life; or in conceptions
of individual character as generic ("a thinking woman,"
a "nobleman," a melancholic) but singular.[39]
Raised on such "facts," then, the question of how
this young girl conceived the idea of
animating a new species is not such a mystery.
Frankenstein and the author of it are
"logical" extensions of their progenitors' efforts to
make a different world by composing works of a new
species as and for children.
-
A second ramification stems from negative aspects of
her parents' celebrity, their public status as a cause
celébrè. This status owes less to their
emancipated sex lives than to how their sex lives are
seen to broadcast major discrepancies between what they
write and how they live, especially as relates to
family life. Allegations (still ongoing) of their
incoherence on these matters, of how their actions as
family members belie their promotion of autonomy,
female rationality, and consequent rejection of
marriage, are particularly problematic for writers like
them whose political as well as authorial credentials
are tied to progress at expanding spheres of
reason.[40]
There is reason to counter that such charges often
oversimplify what each of them means by rational
activity as well as the large share that both grant to
passion in activating, directing, and facilitating
rational enquiry. But why bother when their incoherence
illuminates part of what they are after in their
promotions of reason: making reason responsible to the
vagaries and befallen nature of living; exposing family
values as antithetical to justice because unreceptive
to difference? More to the point, their concept of
inquiry understands error to be on the way to truth as
long as it is not defended against but instead
analyzed.[41]
-
As bequeathed to Shelley, parental incoherence
familiarizes her from early on with far more than the
don't-do-as-I-do-but-do-as-I-say illogic of parenting.
It grants her a "novel education," in all the
complexity, retroaction, and necessary wandering that
Deborah Britzman means to encompass by the
term.[42]
In modeling how one's life often fails to live up to
one's writings especially when the latter are directed
at recreating the former, the life/writings of her
progenitors display what education is after and why its
progressive features keep it perpetually
behind—often making the child fall
behind.[43]
At the same time, they also suggest what can be
liberating about the mismatch between what one writes
and how one acts. Often books are better parents than
one's parents, certainly at providing space for
wandering—perhaps especially when one's parents
are bookish people. Moreover, learning to perceive
discrepancies between these domains is a crucial
literary-life skill. It should not be grounds for
invalidating either book or author but recognized as
indicating the conflicts that need some working
through. Shelley's life/writings adopt this novel
education belatedly and half-heartedly, and after a
period of extraordinary acting out
(Frankenstein! Matilda! The Last
Man!!). But that they come to it at all is a
signal achievement, one under-recognized because of our
preference for her more exhibitionist texts. One sign
of her adoption of this novel education is revision of
the futurity that the writings of her parents pursued:
not of perfectibility but a minimal possibility that
the act of writing signifies, especially as it works
through grief. The sheer being-occupied-by-writing that
is "discovered" in the writing of The Last Man
represents a major step forward from the blankness of
world and page that threatens to push her under. But it
represents as well the desire that renders one's
writings perpetually foreign, alien, to the self
allegedly composing them in the hope that, down the
line, they will render that self more coherent and
bearable.
-
For a creature so informed by literary celebrity
that all of her names are already famously occupied,
the capacity to start anew is a real question. No
wonder her girlhood wish is having a phantasy free from
the inscriptions of others, where what makes it "my
own" is not "mak[ing] myself the heroine of my tales"
(175, 176). Later, conscious reflection indicates that
she has begun in the wrong place in linking freedom to
a phantasy from which one cannot break free without the
intervention of judgment. This aspect of thought is
what becomes freeing about her parents' determination
to lead with the head and try to get the heart to
follow, no matter the costs. If one bases one’s
actions on what feels natural, intimate, personal, one
is likely never to get farther along. At the same time,
acting in line with an idea of change feels
self-violating, because it is destructive of the habits
that make the ego cohere. Thus, this making something
of oneself is (no) child's play, but, as the
life/writings of Shelley show, it is essential to
forward-motion. Hers proceeds by not opposing reality
to phantasy but utilizing the extimacy of literature to
redesign all three. In this way, the melancholic "I was
just getting started" of daughter Mary's birth and even
Godwin's articulated mourning of Wollstonecraft is
transformed into the "we're just getting started" of a
life of psycho-literary analysis.[44]
For serious readers, recognizing the extimacy of
literature restores to creative writing the portion of
reality that is characteristic of child's play.
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