-
As Carol McGuirk has demonstrated, Robert
Burns’ influence on nineteenth-century American
culture (literary and otherwise) was pervasive. She
goes so far as to compare Burns to Elvis, in that "mere
celebrity has been transcended and cult status
achieved" (137). This essay compares one of
Burns’ most popular poems, "Tam O’Shanter,"
with one of Hawthorne’s most famous stories:
"Young Goodman Brown." Hawthorne’s interest in
Burns, the possible date of composition of "Young
Goodman Brown," and the striking similarities between
story and poem suggest direct influence. A comparison
of the two works also sheds light on the strategies the
authors developed in adapting folk materials in a
critical milieu which regarded such appropriation as
intrinsically bound up with literary nationalism. If
literary nationalism is often intended to celebrate the
native glory of an exceptional people, these works,
drawing on the content and technique of folk legend,
reveal the flipside of that project, illuminating with
a devilish light the complex relationship between
demons, demonizers, and cultural nation-making.
-
Although no critic to my knowledge has considered
"Tam O’Shanter" a precursor of "Young Goodman
Brown,"[1]
there are several indications of direct influence. To
start, all four volumes of Burns’ poetry and
songs were checked out to the Hawthorne household in
November of 1828 (Hawthorne’s Reading
46), the earliest conjectured year for the composition
of "Young Goodman Brown" (Newman 333). Several
similarities between the two works also suggest direct
influence. Both Goodman Brown and "Honest" Tam
O’Shanter ignore their wives’ warnings and,
heading into the night, witness a demonic rite
performed by witches and presided over by the devil
himself. While setting and action are similar, so are
other thematic and narrative elements: journey,
isolation, initiation, and a kind of strategic
ambiguity, manifested on one level as a blurring of
dream and reality. Wavering between skepticism and
belief, the narrators of both tales leave it up to the
reader to decide what really happened to Tam or
Brown.
-
There is no doubt that both authors were regularly
attracted to folk material in fashioning their
respective works. Born into a mid-eighteenth-century
rural peasant class, Burns achieved a mastery of folk
legend and song that positioned him to take advantage
of a thriving Scottish nationalism.[2]
Set in motion by the Act of Union in 1707,
Scotland’s national yearnings, writes Marilyn
Butler, help explain "why an apparently local writer
using a provincial idiolect at once found a receptive
audience, and why the conditions were right for him to
become a national, that is a Scottish poet"
(103). In many ways, Burns seems an embodiment of the
developing eighteenth-century conception of The Bard,
"a figure who," writes Katie Trumpener, "represents the
resistance of vernacular oral traditions to the
historical pressures of English imperialism and whose
performances brings the voices of the past into the
sites of the present" (33).
-
Presented to the literate elite in December of 1786
by Henry Mackenzie with what Manning calls "an air of
patriotic duty" (162), Burns would become the rustic
darling of Scottish nationalists: "Burns’
subsequent exertions as a song collector in his own
right sprang from a similarly motivated antiquarian and
editorial desire to preserve and restore native Scot
culture" (Fragments 162). Referring
specifically to the Act of Union, Burns published one
of his most angry songs in 1791, a year after composing
"Tam":
O would or I had seen the day
That treason thus could sell us,
My auld grey head had lien in clay,
Wi’ Bruce and loyal Wallace!
But pith and power, till my last hour,
I’ll mak this declaration;
We’re bought and sold for English gold,
Such a parcel of rouges in a nation! (17 - 24)
Burns’ resentment of English rule would only
be exacerbated by the repressive measure taken by the
central government to stifle dissent, including the
banning of native dress as well as the deportation of
resistance leaders.[3]
-
Nevertheless, Burns was skeptical of the decades-old
movement which, suffering military disaster in 1745,
continued to call for armed struggle against the
English:
Ye Jacobites by name, give an ear, give an ear,
Ye Jacobites by name, give an ear;
Ye Jacobites by name
Your fautes I will proclaim,
Your doctrines I maun blame, you shall hear . . .
.
What makes heroic strife, fam’d afar,
fam’d afar?
What makes heroic strife fam’d afar?
What makes heroic strife?
To whet th’ Assassin’s knife,
Or hunt a Parent’s life
Wi’ bluidy war? (1-5, 13-18)
Though clearly opposed to English rule, Burns
directs his wrath at his own countrymen: those who were
bribed into allowing Scotland to become a province of
Great Britain, as well as those who persisted in a
movement that, receiving new inspiration from the
French Revolution, encouraged violent resistance.
Although Burns would always retain his faith in the
Scottish "folk," he found himself increasingly at odds
with both the political elite and its militant
opposition. As Leth Davis and others have argued,
Burns' ambivalent nationalism found expression in much
of his poetry and songs, including "Tam
O’Shanter."[4]
-
Much has been written on the longstanding connection
between Scottish and American intellectual and
political culture.[5]
Though writing decades later, Hawthorne, like Burns,
came of age in a country dominated by nationalist
ideology. Whereas Burns’ national sensibility was
conditioned by Scotland’s political domination by
an imperial power, Hawthorne’s was influenced by
an America that, emerging victorious from the War of
1812, set about expanding the franchise and enlarging
the country. However, democratic empowerment would be
limited to white males, and annexation of territory was
accomplished through a brutal "Indian Removal" policy.
"The metaphor of a peaceful nation which now turned its
face toward the West is historically sound," writes
George Dangerfield in The Awakening of American
Nationalism: 1815-1828, adding a qualifier
evocative of "Young Goodman Brown": "but only if one
concedes that this nation was constantly looking over
its shoulder" (12).
-
Born on the Fourth of July, Hawthorne would have
many occasions to reflect on the uncritical celebration
of the nation. Moreover, he would never forget that he
was the descendent of two imposing figures of American
history who brought the spirit of persecution to public
service, one famous for violently driving a Quaker
woman out of Salem, the other for helping to preside
over the Salem witchcraft trials. Hawthorne’s
attitude toward the national government would perhaps
find its most direct expression in his description,
appearing at the beginning of The Scarlet
Letter, of the "truculent" and "unhappy" national
symbol presiding over the entrance to Salem‘s
Custom-House. Though occasioned by his political
removal as Inspector in 1848, the statement has a
vividness that suggests the boiling over of feelings
that had been simmering for quite some time: "She has
no great tenderness, even in her best of moods, and,
sooner or later,—oftener sooner than
later,—is apt to fling off her nestlings with a
scratch of her claw, a dab of her beak, or a rangling
wound from her barbed arrows" (2-3).
-
Hawthorne’s suspicion of public authority was
complemented by an awareness that "the people" were
susceptible to a variety of moods and manipulations, a
fact evident in the many disturbing crowd scenes that
appear in his fiction, from "My Kinsman Major Molineux"
to The Marble Faun. Using Hawthorne‘s
work as prime example, Nicolaus Mills notes that "In
the midst of an era of nationalism and expansion [the
classic American novel] reflects an abiding fear that
in America democratic men are the enemy of democratic
man" (12).[6]
Given his family history and the current national
proclivities, it is perhaps not surprising that, while
his closest friends became prominent politicians,
Hawthorne himself cultivated an almost pathological
privacy.
-
Like eighteenth-century Scotland, early
nineteenth-century America sought to define its
national culture by turning to apparently indigenous
American folk sources. Influenced by Herder,[7]
such prominent writers as James Kirke Paulding, William
Cullen Bryant, John Neal, Rufus Choate, and Henry
Wadsworth Longfellow were among the those calling for
an original American literature (Bland 78; Doubleday
450). Delivering the oration at Hawthorne’s
graduation from Bowdoin in 1825 , Longfellow
remarked,
We are thus thrown upon ourselves: and thus shall our
native hills become renowned in song, like those of
Greece and Italy. Every rock shall become a chronicle
of storied allusions: and the tomb of the Indian
prophet be as hallowed as the sepulchers of ancient
kings, or the damp vault and perpetual lamp of the
Saracen monarch. (qtd. in Bland 78).
Indeed, around the time Hawthorne may have composed
"Young Goodman Brown," Paulding, Bryant, and Neal
attempt to create an authentic American literature by
drawing on witch lore and legend.[8]
-
Although not embedded in the world of oral tradition
in the same way Burns was, Hawthorne did have a deep
and abiding interest in folklore and storytelling.
Coleman Tharpe has argued that the oral narrators who
appear in Hawthorne’s novels, "represent a unique
refinement of Hawthorne’s earlier artistic
experiments with the oral folk tradition, particularly
his experiments with the oral folk narrator" (205).
From his projected story collection, "The
Story-Teller," to the evocatively titled "Twice-Told
Tales," to the oral aspects of The Scarlet
Letter, Hawthorne consistently evinced a
fascination with folk tradition, and the power of the
spoken word in its many forms.[9]
As Lauren Berlant writes in her discussion of
Hawthorne‘s construction of a "national
symbolic," "[the] early tales can illuminate the later
national tales and novels: first, because they all
center on a scene of oral transmission that
demonstrates the tangled relations between discursive
power and ‘native’-historical knowledge"
(35).
-
Like "Tam O Shanter," "Young Goodman Brown" portrays
the tangled relations between the author, the folk
material he has chosen to adapt, and the literary
nationalism very much in the air. However, as Frank
Doubleday saw years ago, Hawthorne made a "significant
departure" from the program of literary nationalism
laid out by such writers as Rufus Choate:
[Hawthorne] will not use the past only to glorify and
idealize it. Choate’s motives are worthy
enough; he believes that historical fiction would
foster a corporate imaginative life and reassemble
"the people of America in one fast congregation":
‘Reminded of our fathers, we should remember
that we are brethren.’ He urges a selection
from the varied materials of history to achieve
artistic unity; but he urges, too, a selection in
which all that is regrettable in Puritan society be
suppressed. (451)
Doubleday sees in Hawthorne’s story "P’s
Correspondence" the author’s ultimate rejection
of Sir Walter Scott’s celebratory form of
literary nationalism: "Were he still a writer," avers
the narrator of Hawthorne’s story, "and as
brilliant a one as ever, he could no longer maintain
anything like the same position in literature. The
world, nowadays, requires a more earnest purpose, a
deeper moral, and a closer and homelier truth than he
was qualified to supply it with" (qtd. in Doubleday
453). Hearing the calls for a nationalist literature,
Hawthorne would turn from Scott and, following a course
closer to Burns’, compose tales which reflect and
comment on the problematic and ambiguous nature of
nationalism itself.
-
While some interpreters of nationalism regard it as
a product of the Enlightenment and French and American
Revolutions,[10]
and others find its roots in the Renaissance or
earlier,[11]
most acknowledge the various contradictory and
problematic strands of what would come to be one of the
most potent and vexing forces of the modern world.
While Herder and other eighteenth-century writers had
advocated the progressive aspects of a folk-based
organic nationalism, the subsequent histories of many
nationalist movements have proven to be much more
troubling. Regardless of their political motivations or
consequences, nationalist movements require narrative,
a story that endows the "nation" with some kind of
authentic native authority. Several interpreters of
nationalism have stressed the fictive aspects of such
narratives. Writes Ernest Gelner: "The cultural shreds
and patches used by nationalism are often arbitrary
historical inventions. Any old shred and patch would
have served as well" (66). However, as Anthony Smith
points out, such "shreds and patches" only serve the
nationalist story if they have emotional resonance.
Their appeal, writes Smith, "has nothing to do with
their ‘innovative qualities,' let alone their
truth-content, and everything to do with the traditions
of popular ethnic myths, symbols and memories which
nationalisms habitually evoke, and invoke" (83). By
focusing on "the analogy between political Union and
personal integration" Manning also relates political to
personal identity: "In both cases, ‘union’
is about narrative—telling a single story of
nation or self—and about how the mind stabilizes
conditions of flux sufficiently to realise the
continuities on which such a story would depend"
(Fragments 11). Burns and Hawthorne, I would
argue, are less concerned with the literal truth of
such legends than they are with their "emotional
resonance," and the role such resonance plays in
entwining the political with personal, for good or
ill.
-
In "Tam" and "Brown," Burns’ and
Hawthorne’s explorations of the dark side of folk
nationalism begin with their protagonists’
ignoring their wives’ prophetic warnings.
Tam’s wife Kate "prophesied that late or soon /
Thou would be found deep drown’d in Doon; / Or
catch’d wi’ warlocks in the mirk, / By
Alloway’s auld haunted kirk." (558).
"’Dearest heart,' whispered [Faith], softly and
rather sadly, when her lips were close to his ear,
‘pr’y thee, put off your journey until
sunrise, and sleep in your own bed tonight. A lone
woman is troubled with such dreams and such thoughts,
that she’s afeard of herself, sometimes'" (74).
Just as women play a key role in both tales so have
they been crucial to the development of the nation
state. Foya Anthias and Nira Yuval-Davis identify
several ways in which "women have tended to participate
in ethnic and national processes and in relation to
state practices," in particular, as "transmitters of
culture," "biological reproducers of members of ethnic
collectivities," and "reproducers of the boundaries of
ethnic/national groups" (7). The women in both tales
represent an aspect of the social story associated with
wives’ tales, young or old, their warnings
pregnant with the events to come. Representing the
homely, the familiar, the domestic on the one hand, and
the wild and disturbing on the other, wives and witches
symbolize the boundaries both men will cross on their
wayward journeys. Writes Manning: "Goodman
Brown’s unstable allegorizing mind is polarized;
to him his wife Faith is purity. He cannot
allow her (in his mind) to have any connection with
evil" (Puritan-Provincial 99). Faith’s
admission "that she’s afeard of herself,
sometimes" hints at her role in collapsing the
boundaries of Brown’s dichotomized world at the
heart of Hawthorne’s story.
-
Impelled originally by the antiquarian Francis
Grose’s request that Burns contribute to a volume
that would record for national posterity the various
stories associated with Aloway Kirk,[12]
Burns dramatizes the profound effect of such stories by
having Tam ride by various reminders of local
legend:
By this time he was cross the ford. . . past the
birks and meikle stane, Whare drunken Charlie
brak’s neck-bane; And thro’ the whines,
and by the cairn, Whare hunteres fand the
murder’d bairn [child]; And near the thorn,
aboon the well, Whare Mungo’s mither
hang’d hersel.—(89-96)
The evocative specificity of these rural legends
helps ground the story in local and personal
associations: having come from an extended stay in the
Tavern, Tam should be especially affected by the
mention of drunken Charlie’s legendary demise.
The fact that such legends keep alive the victims of
these rural tragedies suggests the kind of cultural
haunting that Manning equates with tradition itself:
"Tradition, like a ghost, is a mnemonic and an
admonition to the present. A kind of platonic
anamnesis, or reminiscence of former existence, it
attempts to create and sustain a communal cultural
memory in potentially hostile circumstances"
(Fragments 167). Local, particular, and
tragic, the incidents that Burns memorializes through
Tam’s ride foreshadow the even darker legend to
come.
-
While Burns seeks to reclaim a national tradition
posed against "the potentially hostile circumstances"
of English hegemony, Hawthorne uses the stuff of
history and legend to formulate what Lauren Berlant,
following Foucault, calls "counter memory": "the
residual material that is not identical with the
official meanings of the political public
sphere—for instance, the material of popular
memory in which public or national figures, bodies,
monuments, and texts accrue a profusion of meanings"
(6). What Mary Ellen Brown remarks of Burns and "Tam
O’Shanter" can be applied to Hawthorne as well:
"Burns not only used legend content, he also recreated
in the poem aspects of the legend context, the
situation of legend exchange" (65). The power of such
exchange hinges on intimacy and the potential for
identification between speaker and audience. Such
intimacy and identification is underscored by the
narrator’s observation that the figure Brown had
arranged to rendezvous with in the forest, bore "a
considerable resemblance to him, though perhaps more in
expression than features. Still, they might have been
taken for father and son" (76).
-
The invoking of kinship ties suggests a parodic
inversion of the ancestral genealogy underlying many
"proto-" or "primordial" nations.[13]
This figure, though "simply clad as the younger, and as
simple in manner too" but having "an indescribable air
of one who knew the world" serves as intermediary
between the common man represented by Brown and the
world of nations represented by "King William’s
court" (76). Manning finds such "familial analogies"
essential to account for the personal and political
dynamic involved in Scottish and American nationalism:
"In both Scottish and American contexts,
England-as-parent was the prior given which made it
inevitable that separate identity would be articulated
in resistance and reaction" (Fragments 22). In
a post-colonial American context, such a father figure
may represent the ghostly memory of the British
monarch, or it could suggest the birth of an analogous
authoritarian system. That he is not only a father but
also a devil, intent on passing his snake-like staff
down to Brown, suggests that Hawthorne is suspicious of
any process that attempts to bind the common and the
elite in intimate community through ties of blood, real
or imaginary.
-
Ironically, and subversively, the intimacy the devil
wishes to establish with Brown is based on stories and
events that, while evoking Hawthorne’s ancestral
story, suggests nationalism’s persecuting spirit.
Some historians have attempted to understand this
dimension by contrasting a liberal "civic" nationalism
with its illiberal "ethnic" counterpart,[11]
the former characterized by "inclusive tolerance," the
latter by "conflict" and "exclusion" (Marx viii).
However, as Anthony Marx has argued, even apparently
inclusive "civic" nationalism typified by England and
America has its roots in state manipulation of
religious conflict, involving the exclusion of a
demonized other. To help explain this phenomenon, Marx
turns to the political scientist Arthur Stincombe:
[nationalism] is a wish to suppress internal
divisions within nation and to define people outside
the group as untrustworthy as allies and implacably
evil as enemies . . . It is on the one hand a
generous spirit of identification . . . a love of
compatriots . . . But it is on the other hand a
spirit of distrust of the potential treason of any
opposition within the group and a hatred of strangers
(qtd. in Marx 23).
In short, "To legitimate state rule requires
cohesion of those included as a nation, against some
other" (23). A "conceptual structure of polarities,"
characteristic of Calvinism and "the psychological
state it induces in the believer," (Manning,
Puritan-Provincial 7) would also encourage a
nationalism predicated on the conceptual necessity of a
damned other. In "Tam" and "Brown" Burns and Hawthorne
explore and critique this powerful narrative means of
forging group identity through demonization.
-
Responding to Brown’s claim that he was first
in his family to rendezvous with the devil, this figure
observes: "I helped your grandfather, the constable,
when he lashed the Quaker woman so smartly through the
streets of Salem. And it was I that brought your father
a pitch-pine knot, kindled at my own hearth, to set
fire to an Indian village, in King Philip’s war"
(77). Hawthorne uses legend-telling—a process
which Choate and others wished would be used to
buttress national glory—to enshrine the process
by which societies cohere around the persecution of
various others, here, Quakers and Indians. By having
the Devil avow the role he has played in the Puritan
settlement since its founding, Hawthorne is able to
foreshadow the climax of the story by hinting at the
kernel of social truth revealed through legend
telling.
-
Again, moving beyond the mere borrowing of folk
material, Hawthorne explores the rhetoric of legend at
the heart of nation-making, a rhetoric which is most
effective when insinuating, rather than imposing,
belief. What would become a hallmark of
Hawthorne’s mature style—what Mathiessen
referred to as his "device of multiple choice"
(276)—can be viewed as deriving from the story
teller’s anticipation, and manipulation, of
responses from a diverse oral audience. Brown cycles
through a number of interpretations and responses, from
naive skepticism to cynical certainty, while the
narrator invites the reader to judge the ultimate
reality of the story in any number of ways: "Had
Goodman Brown fallen asleep in the forest, and only
dreamed a wild dream of a witch-meeting?" (89) This
medley of interpretation highlights the social
construction and negotiation of "truth" within the
various interpretive communities in which
legends—and nations—develop.
-
His faith in the wholesomeness of the community
narrative seriously threatened by his encounters in the
forest—not only with the devil, but with Deacon
Gookin, the minister, and Brown’s Sunday School
teacher—Brown perceives a dark mass floating
overhead. Full of "confused and doubtful voices," this
cloud becomes a symbol of legend itself, along with the
forms of belief it engenders:
Once, the listener fancied that he could distinguish
accents of town’s-people of his own, men and
women, both pious and ungodly, many of whom he had
met at the communion-table, and had seen others
rioting at the tavern. The next moment, so indistinct
were the sounds, he doubted whether he had heard
aught but the murmur of the old forest, whispering
without a wind. Then came stronger swell of those
familiar tones, heard daily in the sunshine, at Salem
village, but never, until now, from a cloud of night.
(82)
Brown’s perception of and participation in
this dark cloud of voices reflects the content of folk
tradition—familiar and strange, homely and
sinister—as well as the unreliable but effective
process by which it survives.
-
A number of folklorists have argued that folktales
are largely the product of communal
projections.[14]
The same process by which an audience responds
personally to folktale helps explain Brown’s
response to the murmuring cloud. Into this murky mass
of imagined voices Brown projects his greatest fear of
all: "There was one voice, of a young woman, uttering
lamentations, yet with an uncertain sorrow, and
entreating for some favor, which, perhaps, it would
grieve her to obtain" (82). Brown’s fate is
sealed when his call for Faith brings "a scream,
drowned immediately in a louder murmur of voices,
fading into far-off laugher, as the dark cloud swept
away . . . . something fluttered lightly down through
the air, and caught on the branch of a tree. The young
man seized it, and beheld the pink ribbon" (82). The
aural counterpart of the "specter evidence" represented
by the pink ribbon,[15]
the dark cloud of murmuring voices is used by Hawthorne
to dramatize how conviction of utmost certainty can
arise from the nebulous murmurs of the social
imagination. More specifically, this incident
foreshadows the loss, in Brown, of his faith in
official community, and the narratives that support
it.
-
Hawthorne underscores the intensity of Brown’s
growing alienation from the communal story by making
him audience to a gathering symphony of perverse
utterance—real or imagined—quite different
from the whisperings of Faith that begin the tale: From
the devil’s laughter to the strange mumblings of
the Sunday School teacher; to the "solemn old tones" of
the minister and Deacon Gookin "talking so strangely in
the empty air"; to the voice of a young woman "uttering
lamentations, yet with an uncertain sorrow"; to
Brown’s response, mocked by the echoing forest,
"crying—‘Faith! Faith!' as if bewildered
wretches were seeking her, all through the
wilderness"—all contribute to Brown’s
mental and social bewilderment (81-82). Brown’s
despairing exclamation that "there is no good on earth;
and sin is but a name" (83) is followed by his own
nihilistic laughter, which, echoing the devil’s,
prompts nature to respond in kind: "The whole forest
was peopled with frightful sounds; the creaking of the
trees, the howling of wild beasts, and, the yell of
Indians; while, sometimes, the wind tolled like a
distant church-bell, and sometimes gave a broad roar
around the traveler, as if all Nature were laughing him
to scorn . . . ." In a perverse form of call and
response, Brown rises to nature’s profane
challenge: "’Ha! ha! ha!’ roared Goodman
Brown, when the wind laughed at him. ‘Let us hear
which will laugh loudest!’" (83). The forest
having become an echo chamber of his social despair,
Brown is ready for his encounter with the remaining
folk in the forest.
-
Perhaps the most spectacular example of powerful
legendary belief having no basis in actual fact is the
conviction, held in Scotland, England, the Continent,
and Colonial America that those dedicated to Evil meet
on a regular basis to plot and celebrate the overthrow
of all things good and holy. Writes Robin Briggs: "The
stories of the [witch’s] sabbat represented a
fusion between the persecuting stereotypes elaborated
by clerics and judges and the various older folkloric
traditions of the peasantry" (32). She continues:
The idea of secret meetings where orgies take place
and evil is planned must be one of the oldest and
most basic human fantasies. Charges of nocturnal
conspiracy, black magic, child murder, orgiastic
sexuality and perverted ritual were nothing new in
Europe when they were applied to witches. . . . The
stereotype is obvious; it consisted of inverting all
the positive values of society, adding a lot of lurid
detail (often borrowed from earlier allegations),
then throwing the resulting bucket of filth over the
selected victims. (32)
If nationalism derives much of its power by tapping
into the same ideas and emotions associated with other
forms of worship,[16]
the Witch’s sabbath can be viewed as a demonic
version of the national religion.[17]
It is, at once, the opposite of the ruling national
order as well as the projected, symbiotic enactment of
the other on which that order is based.
-
Indeed, the witchcraft persecutions have been
correlated with the rise of the nation state. Supported
by the nationalist combination of elite claims and
popular sentiment, the crime of witchcraft, as
Christina Larner has pointed out, "went on the statute
books, or became otherwise the responsibility of
secular powers, at a time when jurisdictions were
becoming more centralized and more rationalized . . .
." (205). The link between the rise of nationalism and
the witchcraft of hysteria of the sixteenth and
seventeenth century supports Anthony Marx‘s
contention that early forms of nationalism require the
identification and persecution of a reviled other.
Although British nationalism was formed primarily by
demonizing Catholics, "Sometimes, such attacks were
directed instead against ‘witches,’ with
any form of heresy, non-conformity, or effect of blood
seen as inviting of intolerance and treatment as
scapegoats" (96). Through the witch persecutions, the
role of women in the nation state as definers of
national boundaries would be used to define the
categorically unacceptable.[18]
-
In Scotland there would be even greater opportunity
for using "witches" as scapegoats. Writes Manning: ". .
. after the departure of James VI to the English throne
in 1603 had deprived the people of a divinely ordained
focus for their loyalties, the periodic witch hunts
became a way of reaffirming defensively the precarious
theocratic solidarity of the Scottish nation" (The
Puritan-provincial Vision, 21). While
Calvinism’s polarizing tendencies referred to
earlier would encourage a nationalism predicated on the
damned and the elect, its foundational focus on
original sin would also create lingering misgivings
about any form of social organization rooted in "the
people."
-
As Katherine Briggs observes, "In Scotland we find
tales of the witches’ Sabat and more instances
than in England of the diabolic compact" (326).
Accordingly, Burns is able to provide a fully
fleshed-out account of the sabbat Tam encounters:
And, vow, Tam saw an unco sight!
Warlocks and witches in a dance;
Nae cotillion brent new frae France,
But hornpipes, jigs, strathspeys, and reels,
Put life and mettle in their heels . . .
There sat auld Nick, in shape o’beast;
A toozie tyke, black, grim, and large,
To gie them music was his charge:
He screw’d the pipes and gart them skirl,
Till roof and rafter a’ did dirl—
(114-118; 120-24)
Employing the vernacular, Burns presents an
emphatically Scottish scene, the Devil himself
providing the appropriate folk music. In this
depiction, the Scottish instruments, music, and the
dance they inspire are put into service of a devilish
celebration, wherein the national mind projects a
parallel tradition of evil—the feared yet
necessary other—through which the imagined
community of Scotland may cohere.
-
If, as Tom Nairn writes, "through nationalism the
dead are awakened" (4), the process of such awakening
often involves memorializing the hideous manner in
which such deaths were effected. The role that folk
tradition can play in such awakening is suggested by
Burns’ catalogue of gruesome details:
Coffins stood round, like open presses,
That shaw’d the dead in their last
dresses;
And by some devilish cantraip slight
Each in its cauld hand held a light.—
By which heroic Tam was able
To note upon the haly table,
A murderer’s banes in gibbet airns;
Twa span-lang, wee, unchristen’d bairns
[children];
A thief, new-cutted frae a rape [rope],
Wi’ his last gasp his gab did gape,
Five tomahawks, wi’ blude red-restued;
Five scymitars, wi’ murder crusted;
A garter, which a babe had strangled;
A knife, a father’s throat had nabled,
Whom his ain son o’ life bereft,
The grey hairs yet stack to the heft’
Wi’ mair o’ horrible and
awefu’,
Which even to name wad be unlawfu’. (125-142)
Illumined by the coffined dead, the scene reveals
the grisly content of many a folk tale or
song—murder, execution, infanticide,
parricide—along with the bloody implements by
which these violent acts were accomplished. Examples of
the kind of "cultural haunting" that, for Manning,
suggests the disciplinary function of tradition
(Fragments 167), such stories arouse and make
available a variety of shades of fear and loathing,
ready to inspire nationalist purposes not imagined by
Herder.
-
It is at this point that the heroes of both tales
focus their attention on the female celebrants, or in
Brown’s case, inductee. Here the gendered aspect
of the witchcraft hysteria comes to the fore,
supporting the theory that the rise of the nation
involves the reestablishment of patriarchy.[19]
The patriarchal demand for submissive women is
reinforced by imagining its opposite: sex with the
devil, one of the most striking legendary sabbat
practices. As Anthia and Yval-Davis point out, "Women
are controlled [by the state] not only by being
encouraged or discouraged from having children who will
become members of the various ethnic groups within the
state. They are also controlled in terms of the
‘proper’ way in which they should have
them" (314). In projecting one version of the ultimate
other, the nationalist mind imagines a form of
diabolical sexual behavior—the ultimate in female
insubordination—most threatening to the
patriarchal order.
-
Although sex with the devil would have to qualify as
something "Which even to name wad be unlawful"
(Grose’s volume was intended for a respectable
middle-class audience), Burns does eroticize
Tam’s encounter with the Sabbath witches. In
doing so he creates an ironic version of this aspect of
the witch’s sabbath, thereby revealing his
ambivalent attitudes toward the nationalist project to
create an unredeemable other. Drawing closer, Tam
observes a particular young witch, whose short skirt
turns him from shocked witness, to voyeur, to
prospective participant:
There was ae winsome wench and wawlie,
That night enlisted in the core . . .
Her cutty sark [short shirt] , o’ Paisley
harn,
That while a lassie she had worn,
In longitude tho’ sorely scanty,
It was her best, and she was vauntie [in high
spirits]. . .
And how Tam stood, like ane bewitch’d,
And thought his very een enrich’d;
Even Satan glowr’d, and fidg’d fu
fain,
And hotch’d and blew wi’ might and
main:
Till first ae caper, syne anither,
Tam tint his reason a’ thegither,
And roars out, "Weel done, Cutty-sark!!" (164-174;
183-189)
In a Burnsian twist on the sabbath legend, a mere
witness to the sexually charged satanic ritual becomes
a potential participant, the teasing techniques of
legend-telling becoming a kind of foreplay leading to
Tam’s ejaculatory "Weel done!" Burns reveals his
ambivalence to the nationalist project—or its
mirror opposite—by having his hero be by turns
repelled and seduced.
-
Suggesting his own ambivalence toward the
nationalistic uses of a folk-inspired other, Hawthorne
also has his hero witness or imagine his own Satanic
gathering. Like Tam’s encounter, Brown’s is
bathed in a diabolic light: "the mass of foliage, that
had overgrown the summit of the rock, was all on fire,
blazing high into the night, and fitfully illuminating
the whole field" (86). The burning bush makes visible a
"numerous congregation," which alternately shines forth
and disappears into the shadows—the visual
equivalent of the ambiguity of legend-telling.
Hawthorne’s sabbath is also filled with music,
although here, instead of Scottish jigs, we hear
Puritan hymns, but with a twist: "Another verse of the
hymn arose, a slow and mournful strain, such as the
pious love, but joined to words which expressed all
that our nature can conceive of sin, and darkly hinted
at far more. Unfathomable to mere mortals is the lore
of fiends" (85). Like the strains of Burns’s
sabbath, this music provides a familiar means to a
diabolical end. Although they may not seem as spirited
as Scottish jigs, the Puritan hymns, when combined with
"words which expressed all that our nature can conceive
of sin," become a powerful "anthem" (86) composed of
the sacred and the profane. Brown’s encounter
with the folk in the forest is analogous to
Hawthorne’s encounters with the light and dark of
the folk imagination, a microcosm of proto-nationalist
forces created and revealed through the "lore of
fiends."
-
Such heterogeneous mixing is echoed in the motley
crew that makes up Hawthorne’s black sabbath:
Irreverently consorting with [the] grave, reputable,
and pious people, these elders of the church, these
chaste dames and dewy virgins, there were men of
dissolute lives and women of spotted fame, wretches
given over to all mean and filthy vice, and suspected
even of horrid crimes. It was strange to see, that
the good shrank not from the wicked, nor were the
sinners abashed by the saints (85).
To suggest the nature of such sins, Hawthorne
details his own catalogue of crime, reminiscent of
Burns’: "how many a woman, eager for
widow’s weeds, had given her husband a drink at
bed-time, and let him sleep his last sleep in her
bosom; how beardless youths have made haste to inherit
their fathers’ wealth; and how fair
damsels—blush not, sweet ones!—have dug
little graves in the garden, and bidden me, the sole
guest, to an infant’s funeral" (287). Again, we
find a kind of "counter-nation," the symbiotic partner
of the nationalist project, fueled by "lore," to which
all are invited: "Welcome, my children . . . to the
communion of your race" (86).
-
Whereas Both Burns and Hawthorne used the stories of
the folk in their writing, and did not shrink from
including the grisly and the grotesque, their attitudes
toward such dark tales, revealed by the tone of their
narrators, seem significantly different. Burns’
tale emerges toward the end of a career characterized
by multiple uses of folk tales legends, and song. That
Burns in many respects felt at home in this tradition
is reflected in the rollicking denouement of the
poem:
The carlin [old woman] caught her [Tam’s horse]
by the rump,
And left poor Maggie scarce a stump.
Now, wha this tale o’ truth shall read,
Ilk man and mother’s son take heed:
Whene’er to drink you are inclin’d,
Or cutty-sarks run in your mind,
Think, ye may buy the joys o’er dear,
Remember Tam o’ Shanter’s mare. (117-224)
Tam’s tussle with the witches can be seen as
parallel to Burns' encounters with the nationalistic
implications of folktale: anxious, exciting, and
frightening, the tradition had left its mark: and
thereby hangs, or does not hang, a tail/tale.
Nevertheless, that Burns could forswear his encounters
with the folk is as likely as that Tam could swear off
drink or cutty-sarks.
-
While both authors were to contribute to
nation-making by drawing on folklore, the nature of
such folklore, and the hysteria it could inspire,
inspired Hawthorne to create his own subversive tale,
but with a difference: though Brown, like Tam, snaps
the spell with an impulsive shout—"’Faith!
Faith!’ . . . ‘Look up to Heaven, and
resist the Wicked One!’"—his is less an
ejaculation and more a form of national
interuptus. With his shout, the imagined community
predicated on the exclusions of a distinct other ceases
to exist. Since this is the only community Brown seems
capable of conceiving, he becomes a "stern, a sad, a
darkly meditative, a distrustful, if not a desperate
man," so that, at the end of his life, "they carved no
hopeful verse upon his tomb-stone; for his dying hour
was gloom" (90).
-
Whereas Burns seems content to play with the
dichotomies upon which the Scottish nation might be
constructed—his hero comically impervious to any
attempt to define a detestable other—Hawthorne
seems much more worried by any project which might rest
on such a strategy. As mentioned, such wariness was no
doubt informed by the role played by his ancestor in
the trial and execution of dozens of people during the
Salem witchcraft hysteria as well as the dark forces of
a truculent American eagle unleashed by a gathering
Jacksonian nationalism. Hawthorne does respond to the
call to use folk culture to propel a national literary
project, but in a way that demonstrates an
understanding of that culture far beyond that possessed
by those calling for its simple exploitation. If, as
Nairn writes, "the substance of nationalism as such is
always morally, politically, humanly ambiguous" so are
the folk whose stories can be manipulated to propel
nationalist literary projects. Any writer’s
attempt to forge national worship through folk legend
and belief is considerably complicated, and, perhaps,
subversively inspired, by the strange and mournful
tales of "folk" themselves—whether we find them
in the jolly tavern, the Scottish Kirk, or a New
England forest.
|